Colorectal Cancer Therapeutic Area User Guide v1.0

Therapeutic Area Data Standards User Guide for Colorectal Cancer

Version 1.0 (Provisional)


Notes to Readers

  • This is the provisional version 1.0 of the Therapeutic Area User Guide for Colorectal Cancer.
  • This document is based on CDASH v1.1, CDASHUG v1.0, SDTM v1.4, SDTMIG v3.2, SDTMIG-PGx v1.0, SDTMIG-MD v1.0, ADaM v2.1, and ADaMIG v1.1.

Revision History

DateVersion
2018-11-151.0 Provisional

© 2018 Clinical Data Interchange Standards Consortium, Inc. All rights reserved.

1 Introduction

The Therapeutic Area Data Standards User Guide for Colorectal Cancer (TAUG-CrCa) was developed under the Coalition for Accelerating Standards and Therapies (CFAST) initiative.

The purpose of the TAUG-CrCa is to describe how to use CDISC standards to represent data pertaining to studies in colorectal cancer. TAUG-CrCa Version 1.0 focuses on clinical trials in metastatic colorectal cancer.

This document provides advice and examples for Clinical Data Acquisition Standards Harmonization (CDASH), the Study Data Tabulation Model (SDTM), the SDTM Implementation Guide for Medical Devices (SDTMIG-MD), and the Analysis Data Model (ADaM), including

  • guidance on the use of domains and variables;

  • annotated sample case report forms (CRFs) compliant with CDASH;

  • examples of SDTM datasets, with text describing the situational context and pointing out records of note; and
  • discussion of the concepts and common analysis endpoints relevant to the analysis of colorectal cancer studies.

The biomedical concepts covered in this guide were selected from concepts identified by one or more stakeholders as important, and which were not addressed or were not completely addressed by existing CDISC implementation guides. This TAUG does not provide guidance on what data are needed for regulatory submission or approval; it only provides advice on how to represent data in a standard form.

A biomedical concept is a unit of knowledge created by a unique combination of the characteristics that define observations of real-world, clinical research phenomena. A biomedical concept represents healthcare and/or clinical research knowledge that borrows from medical knowledge, statistical knowledge, and the Biomedical Research Integrated Domain Group (BRIDG) model. Metadata for biomedical concepts include the properties of the data items that are parts of the biomedical concepts, controlled terminology for those data items, and the ways in which the biomedical concepts relate to each other.

This user guide emphasizes that examples are only examples and should not be over-interpreted. For guidance on the selection of biomedical concepts and endpoints, please refer to the appropriate clinical and regulatory authorities. Clinical guidelines, articles, and other works consulted by the team during the creation of this document are referenced where appropriate, using the American Medical Association (AMA) style for citation. For a full list of references, see Appendix D: References.

1.1 How to Read this Document

  1. First, read foundational standards upon which this document is based: CDASH v1.1, CDASHUG v1.0, SDTM v1.4, SDTMIG v3.2, SDTMIG-PGx v1.0, SDTMIG-MD v1.0, ADaM v2.1, and ADaMIG v1.1 to gain some familiarity with data models and the basic rules for how they are implemented. These standards are available from: http://www.cdisc.org/.
    • For guidance on how to review the CDASH annotated case report forms (aCRFs) that were created based on the CDASH metadata included with a CRF, see Section 1.3, CDASH Metadata and Annotated CRFs.
  2. Next, read Introduction to Therapeutic Area Standards (https://wiki.cdisc.org/x/SSy8AQ) to be sure to know what to expect from such a document.
  3. Read this guide all the way through (without skipping any sections) at least once.
  4. Consult any sections of particular interest as the need arises.

Some things to bear in mind while reading this TAUG:

  • This TAUG does not replace or supersede the foundational CDISC standards or their implementation guides, and should not be used as a substitute for any other CDISC standard.
  • This document does not repeat content already published in another CDISC standard.
  • This document is not and does not try to be an exhaustive documentation of every possible kind of data that could be collected in relation to colorectal cancer. Instead, the team has tried to focus on those areas that CFAST's resources have identified as most likely to be relevant and useful more often than not.  
  • The advice and examples presented in this document are influenced by ongoing internal standards development at CDISC. If a modeling approach seems inconsistent with a published standard, it may be a genuine error, but it could also be a reflection of potential or upcoming changes to the standard.
  • The examples in this document use CDISC Controlled Terminology where possible, but some values that seem to be controlled terminology may still be under development at the time of publication, or even especially plausible "best-guess" placeholder values. Do not rely on any source other than the CDISC value set in the NCI Thesaurus (available at http://www.cancer.gov/research/resources/terminology/cdisc) for controlled terminology.
  • With time, some parts of this document may become outdated. Those parts will be updated in the next version.

1.2 Organization of this Document

This document is divided into the following sections:

  • Section 1, Introduction, provides an overall introduction to the purpose and goals of the colorectal cancer project.
  • Section 2, Overview of Colorectal Cancer, provides a brief overview of the focus of this document in relation to the stage of colorectal cancer.
  • Section 3, Subject and Disease Characteristics, covers data that are usually collected once at the beginning of a study.
  • Section 4, Disease Assessments, covers data that are used to evaluate disease severity, control, or progression. These are usually collected repeatedly during a study and may be used as, or for the derivation of, efficacy and/or safety endpoints.
  • Section 5, Questionnaires, Ratings, and Scales
  • Section 6, Routine Data, provides information on routine data collected particular to colorectal cancer.
  • Section 7, Analysis Data, includes key data analysis concepts for a colorectal cancer study.
  • Appendices provide additional background material and describe other supplemental material relevant to colorectal cancer.

1.3 CDASH Metadata and Annotated CRFs

CDASH examples include both metadata tables and sample case report forms (CRFs). Each table of CDASH metadata corresponds to a sample annotated CRF (aCRF), built directly from the metadata. The annotations show the variables associated with each field in the context of data collection (CDASH) and submission (SDTM). Which context is applicable is denoted by color. Data that are collected using the same variable name as defined in the SDTMIG are in RED. If the CDASHIG variable differs from the one defined in the SDTMIG, the CDASHIG variable is in GREY. Data collected, but not submitted in SDTM-based datasets, are denoted as NOT SUBMITTED.

The following diagram illustrates how to interpret the annotations.

CDASH variables may also be mapped to or used to populate other SDTMIG variables that are not shown. The information in the attached CRF metadata has been "customized" following the conformance rules included in the CDASHIG to illustrate data collection instruments relevant to this TAUG. Users should always refer to the CDASHIG and CDASH Model when creating or adapting these CRFs to other studies.

When viewing sample aCRFs, bear in mind that:

  • More information may also be found in the CDASH Model and CDASHIG.
  • Example CRFs are provided to illustrate data collection instruments. They are only examples and are not meant to imply that any particular layout is preferable over another.
  • Example CRFs are best understood in conjunction with their respective metadata tables and/or the CDASH Domain Metadata Tables.
  • Most example CRFs do not include the Highly Recommended header variables. The population of these values is usually determined by the sponsor's data management system.
  • Sponsors are responsible for understanding and implementing CDISC Controlled Terminology where applicable.
  • CDASH variable names for denormalized variables are examples. Sponsor may use other conventions for creating denormalized CDASH variable names.
  • CDASH variable names that are annotated as "NOT SUBMITTED" may be used to contribute towards the population of other appropriate variables when the SDTM-based datasets are created.
  • CDASH variables may also be mapped to or used to populate other SDTMIG variables that are not shown.

1.4 Known Issues

  • Non-Standard Variables: Non-standard variables (NSVs) are shown as though they were appended to a dataset rather than being represented as supplemental qualifiers because this makes examples easier to understand. It is also consistent with a proposed future structure for representing NSVs. That structure is a modification of the NSV proposal that went for public review, and is still under development. For a list of all NSVs used in this document, and the variable-level metadata that might become normative for the NSVs should they be promoted to standard variables, see Appendix B: Non-Standard Variables (NSVs).

  • NSV Naming Convention: In this document, NSV names include the 2-letter domain code before the variable name. The naming convention for these variables is under discussion.  

  • Treatment Regimens: The strategy used to treat cancer is often a "regimen" that may consist of multiple drugs or of drug treatment combined with radiation and/or surgery. The SDTMIG does not give clear guidance on how to indicate that multiple treatment modalities are combined to create a regimen or a product. The modeling of this data is under consideration in the Combination Therapy Focus Area User Guide and will not be part of this TAUG.
  • If Tumor Is Inevaluable, Reason Not Done (Target and Non-Target Lesions): Current modeling of tumor state of inevaluable shows that the result will be missing, status will be NOT DONE, and the reason will be mapped to the --REASND variable. This modeling does not capture that the tumor was inevaluable. At the time of publication of this document, there were ongoing discussions on how best to model this data; users are cautioned that the current modeling may be subject to change. The pre-specified terms used for --REASND are simply examples of collected terms to encourage standardized terminology (as opposed to free-text). Sponsors are encouraged to use generic reasons, and if necessary to provide any other detailed reasons in the Comments (CO) domain. The CDASH metadata tables provide suggestions on the use of these generic reasons.
  • CDASH Variable Name, Question Text, and Prompt: The aCRFs were developed considering the CDASHIG v2.0 and CDASH Model v1.0 that are anticipated to be published. Thus, users are cautioned that the CRF prompts, question texts, and CDASH variable names used in this TAUG are subject to change.
  • Collection of Date of Birth: In several countries, the collection of date of birth is restricted in order to protect patient confidentiality. There are some concepts (e.g., "Age at Diagnosis") that rely on the date of birth in order for that concept to be derived. Collection of age for these critical age-related data points has been raised to the CDISC Submission Data Standards Committee for discussion on the best way to represent this in the SDTM. Guidance on how to collect this information will be provided in future versions of this TAUG.
  • Baseline Disease Characteristics and Identification of Primary Tumor: These concepts are being developed in the Lung Cancer TAUG (currently in development at the time of publication of this TAUG). Once modeling of these concepts has been approved they may be added to this TAUG in a future version.
  • SDTMIG-PGx Recommendations: Genetic variations data were not parsed using PFORRESF, PFORRES and PFGENLOC. Although this parsing approach is recommended by the SDTMIG-PGx, the non-parsing approach was used to facilitate historical data collected on CRFs. This approach is under discussion within the PGx Team.

2 Overview of Colorectal Cancer

Colorectal cancer is a growth of malignant cells in the colon and/or rectum. Globally, colorectal cancer is the third most common cancer in men and the second in women.[1] Although important efforts in the prevention and early detection of colorectal cancer are ongoing, some patients present with metastases at initial diagnosis and many patients with non-metastatic colorectal cancer will develop metastases.

The concept map below provides a high-level overview of the stages of colorectal cancer, including the American Joint Committee on Cancer (AJCC) TNM staging system (the most commonly used colorectal cancer staging system). This system looks at T (tumor expansion), N (extent of cancer spread to lymph nodes) and M (metastases or spread of cancer to other organs). Also included is the transition from non-metastatic to metastatic colorectal cancer, where the cancer has spread through the colon wall and may have spread to nearby organs and/or lymph nodes. The content of this user guide has been developed in relation to Stage IV colorectal cancer. In Stage IVA, cancer has spread to 1 organ (e.g., liver, lung, ovary) or to a non-regional lymph node. In Stage IVB, cancer has spread to more than 1 organ/site or to the peritoneum (note that the peritoneum is not included in the Japanese classification of colorectal carcinoma) . Once cancer has spread to another part of the body it is unlikely to be curable. However, for some people with colorectal cancer that has only spread to the liver or lungs, a cure may still be possible.[2] 

For readers unfamiliar with colorectal cancer, basic information in layman's language can be found at the following websites:

  • U.S. National Library of Medicine (https://www.nlm.nih.gov/medlineplus/colorectalcancer.html)
  • National Cancer Institute (https://www.cancer.gov)
  • Japanese Society for Cancer of the Colon and Rectum (JSCCR) Guidelines 2014 (https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4653248/)

Concept Map. Overview of Non-metastatic and Metastatic Settings in Colorectal Cancer: Classification and Settings

3 Subject and Disease Characteristics

This section provides details of subject and disease characteristics relevant to colorectal cancer.

3.1 Initial Diagnosis

Colon cancer is cancer of the large intestine and rectal cancer is cancer of the last several inches of the colon. Together, they are often referred to as colorectal cancers. Most colorectal cancer begins as a growth of a polyp (in particular, an adenomatous polyp), which may form on the inner wall of the colon or rectum. Screening and work-up for colorectal cancer may include:

  • Fecal occult blood test, DNA stool tests (note that DNA stool tests are still exploratory in Japan and not commonly performed)
  • Flexible sigmoidoscopy, barium enema, or colonoscopy
  • Clinical examinations (e.g., digital rectal examination)
  • A biopsy or polypectomy, performed during a test to determine whether cancer is present
  • Imaging such as magnetic resonance imaging (MRI), computed tomography (CT), positron emission tomography/computed tomography (PET/CT), ultrasound (US), bone scan, virtual colonoscopy
  • Laboratory testing and molecular work-up (including serum carcinoembryonic antigen [CEA] and DNA testing)

For clinical trials, data collected on initial diagnosis of colorectal cancer include the age at initial diagnosis, the date of diagnosis, family history, and diagnostic work-up (including location of primary tumor, histology, and molecular work-up). Studies in metastatic colorectal cancer may collect data both on the initial diagnosis and from additional diagnostic work-ups (including molecular work-up) conducted when the subject enters the study. Several genes have been identified as being associated with colorectal cancer.

For the purposes of this TAUG, the definition of diagnosis can refer to the following categories:

  • Confirmation that colorectal cancer is present
  • Determination of the severity/extent of the colorectal cancer

Concept Map. Initial Diagnosis of Colorectal Cancer

3.2 Staging

Disease staging describes the extent to which the malignancy has spread in the body. It contributes to the determination of treatment options and to the estimation of a patient's prognosis.

The AJCC's Cancer Staging Manual (available at https://cancerstaging.org/Pages/default.aspx) is a named and copyrighted instrument which describes TNM Classification. Guidance on mapping its components to SDTM will be provided as part of a supplement developed by the Questionnaires, Ratings, and Scales (QRS) Team, once permission to do so is granted by the copyright holder. It is anticipated that TNM staging will be represented in the Disease Response and Clin Classification (RS) domain.

T, N, and M stand for primary Tumor, regional lymph Node, and distant Metastasis, respectively.

T, N, and M determinations can be based on indirect measurements from physical examination and imaging tests (clinical staging), and/or on observations made directly on surgically sampled tissue (pathologic staging).

3.3 Pathology

Fo llowing a biopsy, the resected tissue is examined by a pathologist. Pathologic assessments are both macroscopic and microscopic, and provide further detail as to the specific type, staging, and aggressiveness of the cancer. Specimens are prepared and processed as illustrated in the following concept map.

Concept Map. Molecular Work-up: Specimen Collection

The assessment of genes and proteins helps in the determination of the specific type and aggressiveness of the cancer. The following concept map provides a high-level overview of a molecular work-up that may be performed.

Concept Map. Molecular Work-up: Overview

The concept map below may be used to resolve questions about where particular tests should be represented in SDTM domains.

Concept Map. Molecular Work-up: Recommended SDTM Domains

3.3.1 Common Tests/Findings Associated with Colorectal Cancer

The following tables provide details on the more common tests and findings associated with colorectal cancer. The abbreviations and test/finding names in these tables are commonly used in clinical practice. Abbreviations are not necessarily the --TESTCD and --TEST values in CDISC Controlled Terminology. Similarly, the descriptions of these tests and findings are given in the context of colorectal cancer, and may not be Controlled Terminology definitions. When constructing standard datasets, consult the current version of CDISC Controlled Terminology (available at http://www.cancer.gov/cancertopics/cancerlibrary/terminologyresources/cdisc) for values of --TEST and --TESTCD.

3.3.1.1 Prespecified Findings

The Prespecified Findings table below lists findings that may be collected as results of a general microscopic examination looking for abnormalities, or collected via individual questions with present/absent responses. In some cases (e.g., bowel obstruction/perforation) the data may be represented as medical history. Please note that this table is not an exhaustive list but details the more common findings associated with colorectal cancer.

Common Name (Abbreviation)Description
Lymphovascular InvasionA microscopic finding that indicates the infiltration of the lymphatic vasculature by a malignant cell population and has been shown to be a stage-independent prognostic indicator for metastatic disease in colorectal cancer.[3]
Bowel ObstructionPartial or complete blockage of the lumen of the bowel, preventing normal flow of the intestinal contents within the bowel. Colorectal cancer is an etiologic agent of bowel obstruction, which has been shown to be associated with poor long-term prognosis in colorectal carcinoma.[4]
Bowel PerforationA rupture in the wall of the small or large intestine due to traumatic or pathologic processes. Colorectal carcinomas can perforate the bowel at the site of disease or cause diastatic perforation at non-involved bowel locations. Perforation at the site of colorectal carcinomas has been shown to be a negative prognostic indicator for 5-year survival.[5]

3.3.1.2 Laboratory and Microscopic Assessments

The findings in the following table may be collected as results of laboratory tests or microscopic examinations, or via prespecified questions with present/absent responses. Please note that the table does not provide an exhaustive list but rather describes the most common types of colorectal cancer assessments.

Common Name (Abbreviation)Description
Carcinoembryonic Antigen (CEA)A cancer-specific antigen associated with both tumors and the developing fetus. Production of the antigen normally ceases shortly before birth, but may reappear in people who develop certain types of cancer, especially colorectal cancers. CEA is a well-characterized non-specific tumor marker that has been shown to correlate with tumor progression and recurrence. Further, preoperative elevated levels of CEA have been shown to be a negative prognostic indicator for overall survival in colorectal cancer.[6]
Cancer Antigen 19-9 (CA19-9)A fucosylated glycosphingolipid carbohydrate antigen that is soluble and adsorbed to erythrocytes and many adenocarcinomas of the digestive tract. CA19-9 is structurally related to the Lewis blood group antigens and is a highly used tumor marker for colorectal cancer. High pre-operative levels of CA19-9 have been shown to have poor prognostic significance and may predict peritoneal recurrence of disease.[7]
Lactate Dehydrogenase (LDH)A family of homotetrameric cytoplasmic enzymes involved in the conversion of L-lactate and NAD to pyruvate and NADH in the final step of anaerobic glycolysis. High serum LDH levels have been variably linked with poor overall survival; LDH levels may also predict response to certain chemotherapies.[8,9]
Homeobox Protein CDX-2 (CDX-2)A 34 kDA homeobox protein encoded by the human CDX2 gene. CDX-2 is a transcription factor that is involved in intestinal morphogenesis and is expressed in most colorectal carcinomas. Lack of CDX2 expression has been shown to have poor prognostic significance for 5-year survival. Individuals with high-risk Stage II colon cancer and lack of CDX2 expression appear to benefit from adjuvant chemotherapy.[10] Please note that this concept is related to the adjuvant setting of colorectal cancer.
Mismatch Repair (MMR)Microsatellite instability results from the inability of the MMR proteins to fix a DNA replication error. It is becoming the standard of care at many centers that all individuals with newly diagnosed CRC are evaluated for Lynch syndrome through molecular diagnostic tumor testing assessing MMR deficiency.[11]
Human Epidermal Growth Factor Receptor (HER-2, HER2/neu)A 138 kDA receptor tyrosine-protein kinase encoded by the human ERBB2 gene. HER2/neu is involved in cell proliferation, tyrosine phosphorylation, and signal transduction. Cytoplasmic and membranous HER-2 over-expression as detected by immunohistochemistry has been variably reported in 15% to 60% of colorectal tumors. Although data are limited and very recent, there is some evidence that targeting HER-2 in metastatic colorectal carcinomas has increased the overall survival in a small number of patients.[12,13] NOTE: The PGx Team has not yet determined in which domain FISH analysis belongs.

Example

This is an example of how laboratory results can be represented in SDTM for Carcinoembryonic Antigen (CEA) and Cancer Antigen 19-9.

Row 1:Shows the results for the assessment of CEA in blood at screening.
Row 2:Shows the results for Cancer Antigen 19-9 in blood at screening.

lb.xpt

RowSTUDYIDDOMAINUSUBJIDLBSEQLBTESTCDLBTESTLBCATLBSPECLBMETHODLBORRESLBORRESULBSTRESCLBSTRESUVISITNUMVISITLBDTC
1CRCA001LB001-0011CEACarcinoembryonic AntigenCHEMISTRYBLOODIMMUNOASSAY7ng/mL7ng/mL2Week 22013-02-16
2CRCA001LB001-0012CA19_9AGCancer Antigen 19-9CHEMISTRYBLOODIMMUNOASSAY56U/mL56U/mL2Week 22013-02-16

Example

This is an example of the CDX-2 test that may be conducted in clinical trials in colorectal cancer. The test was performed on tumor tissue using an IHC method.

mi.xpt

RowSTUDYIDDOMAINUSUBJIDMISEQMITESTCDMITESTMIORRESMISTRESCMISPECMILOCMIMETHODVISITNUMVISITMIDTCMIDY
1CRCA001MI12011CDX2AGCDX2 Antigen1+ (<25% positive cells)1+ (<25% positive cells)TISSUECOLONIHC10SCREEN2013-02-16-5

3.3.1.3 Genetic and Molecular Analysis

The following table lists genetic and molecular analysis terms related to colorectal cancer. Tests can be run on different sample sources (e.g., tumor tissue, plasma). Please note that this list is not comprehensive but rather includes the most common analyses associated with colorectal cancer.

Common Name (Abbreviation)Description
Microsatellite Instability Status (MSI Status)The condition or state of genomic instability associated with defective DNA mismatch repair in tumors. MSI is assessed by determining the difference in expression of microsatellite sequences within 5 of the Bethesda markers, in tumor versus normal tissue.[14] In colorectal carcinoma, MSI has been associated with the anatomical location of the tumor, poor differentiation, and TNM stage.[15]
Kirsten Rat Sarcoma Viral Oncogene Homolog gene (KRAS)This gene present on chromosome 12p21.1 encodes the k-RAS protein, a GTPase that has a role in cell signaling, proliferation, and apoptosis. Mutation can lead to the production of a constitutively activated k-RAS protein that has been linked to the development of many cancers. The identification of a KRAS-activing mutation in colorectal cancer is critical as this subset of patients has not been shown to benefit from therapies that target the EGF receptor (anti-EGFR therapies).[16]
Neuroblastoma RAS (NRAS)The NRAS Viral Oncogene Homolog Gene present on chromosome 1p13.2 encodes the n-RAS protein, a GTPase that has a role in cell signaling, proliferation, and apoptosis. Mutations in amino acids 12, 13, and 61 lead to the production of a constitutively activated n-RAS protein that has been linked to the development of colorectal cancer and resistance to anti-EGFR therapies.[17]
BRAFThe B-Raf Proto-Oncogene, Serine/Threonine Kinase gene present on chromosome 7 encodes the b-RAF protein, a serine/threonine kinase that has a role in regulating the MAP kinase/ERK signaling pathway to regulate cell growth and inhibit apoptosis. In colorectal cancer, the V600E mutation leads to a more aggressive phenotype and resistance to anti-EGFR therapies.[18]
UDP Glucuronosyltransferase Family 1 Member A1 gene (UGT1A1)This gene present on chromosome 2 encodes the UDP-glucuronosyltransferase 1-1 protein, a uridine diphosphate glucuronosyltransferase that has a role in the glucuronidation of bilirubin, simple phenols, flavones, and C18 steroids. UGT1A1 polymorphisms have been shown to be associated with irinotecan-induced toxicities in colorectal cancer patients.[19]
Adenomatous Polyposis Coli (APC)The APC gene present on the long arm of chromosome 5 encodes the APC protein, a tumor suppressor that interacts with E-cadherin and controls levels of beta-catenin to regulate cell adhesion. This protein is also involved in inhibition of the Wnt signaling pathway. Various germline mutations in the APC gene, especially within amino acids 1286-1513 or 1061-1309, inactivate the APC protein leading to constitutive activation of the Wnt signaling pathway leading to tumorigenesis. APC mutation is a hallmark of Familial Adenomatous Polyposis, an autosomal dominant disorder characterized by the presence of multiple adenomas in the colon and rectum.[20]

Examples of how a sponsor represented results of molecular and genetic assessments that may be performed in colorectal clinical trials are provided in the following sections.

The College of American Pathologists "Template for Reporting Results of Biomarker Testing of Specimens From Patients With Carcinoma of the Colon and Rectum" (available at https://www.ncbi.nlm.nih.gov/pubmed/23808403) was referenced when creating these examples.

The Study Data Tabulation Model Implementation Guide for Pharmacogenomics/Genetics future version was considered when the following Pharmacogenomics/Genetics Findings (PF) domain example were created, especially proposed controlled terminology. However, all variables used in these examples were defined in SDTMIG-PGx v1.0. Please note that the variables PFGENRI, PFGENTYP, PFGENLI, PFGENTRG, PFGENLOC, PFGENSR, and PFMUTYP were not standard variables in the current SDTM model at the time this guide was published.

3.3.1.3.1 Microsatellite Instability (MSI) and Mismatch Repair (MMR)

Microsatellite Instability (MSI) and Mismatch Repair (MMR) data collected in a colorectal cancer clinical trial. The Revised Bethesda Guidelines for Hereditary Nonpolyposis Colorectal Cancer (Lynch Syndrome) and Microsatellite Instability(available at https://www.ncbi.nlm.nih.gov/pubmed/14970275) provides guidance on testing that may be performed in colorectal cancer patients. The Evaluation of Genomic Applications in Practice and Prevention (EGAPP) recommends testing of colorectal tumors of individuals with newly-diagnosed colorectal cancer.[21] 

In the examples below, the investigator was requested to report any information available on MSI or MMR testing performed at the time of the initial diagnosis. MMR IHC testing is used to detect the presence or absence of the protein products of the mismatch repair genes (e.g., MLH1, MSH2, PMS2 and MSH6), whereas MSI PCR testing will determine the DNA mismatch repair loss in tumors.

The SDTM domain used to represent the results depends on the method employed. DNA-based MSI testing was represented in the PF domain, and results for protein-based MMR using IHC methodology were represented in the MI domain.

DNA MSI testing results may be reported as:

  • the number of markers exhibiting instability;
  • the percentage of markers tested exhibiting instability;
  • the specific marker present; or
  • an interpretation of the MSI testing, where results are commonly reported using the terminology of MSI-H, MSI-L, and MSS.

Different panels of markers may be tested depending upon the laboratory and kit used.

Example

Sponsors may collect information on the kit used for testing and the characteristics of the kit. If collected, each kit may be treated as a device. The SDTM device domains may then be used to represent the relevant information as described in the Study Data Tabulation Model Implementation Guide for Medical Devices (SDTMIG-MD). The following section describes how this data may be represented.

The Device Identification (DI) domain is used to uniquely identify each specific kit used in the study. This domain provides a consistent sponsor-defined variable (SPDEVID) for linking data across domains. At a minimum, Device Type (DIPARMCD="DEVTYPE") should be recorded. When DIPARMCD is DEVTYPE, the Device Type values stored in DIVAL are subject to terminology defined by the Global Medical Device Nomenclature (GMDN), available at https://www.gmdnagency.org. Refer to the SDTMIG-MD for guidance on terminology that should be used for DIVAL values when DIPARMCD is DEVTYPE.

In the example DI domain below, three different kits were used for MSI testing during the study and the sponsor created a device SPDEVID for each kit.

Note that the DI domain does not include the USUBJID variable because the domain represents information on the device itself and the information is not related to any subject.

Rows 1-3:Each kit used for MSI testing was assigned a sponsor-defined SPDEVID. In order to uniquely identify this kit, rows for DIPARMCD and DIPARM of Device Type, Model Number (which was the version of the kit) and Manufacturer were provided.
Rows 4-7:The other kits used for MSI were also assigned a sponsor-defined SPDEVID. In this case, only Device Type and Manufacturer were required to uniquely identify these kits.

di.xpt

RowSTUDYIDDOMAINSPDEVIDDISEQDIPARMCDDIPARMDIVAL
1CRCA001DIMSI-Kit-11DEVTYPEDevice TypeMSI Analysis Kit
2CRCA001DIMSI-Kit-12MODELModel NumberVer 1.2
3CRCA001DIMSI-Kit-13MANUFManufacturerCompany X
4CRCA001DIMSI-Kit-21DEVTYPEDevice TypeMSI Analysis Kit
5CRCA001DIMSI-Kit-22MANUFManufacturerCompany Y
6CRCA001DIMSI-Kit-31DEVTYPEDevice TypeMSI Analysis Kit
7CRCA001DIMSI-Kit-32MANUFManufacturerCompany Z

The Device Properties (DO) domain is used to represent important characteristics of a device that do not form part of the unique sponsor-defined identification of the device provided in DI. These characteristics are properties of the device and can not be changed for each subject. Note that this domain does not include the USUBJID variable because the domain represents information on the device itself and the information is not related to the subject.

In the DO example below, the sponsor reported the marker names tested in the various kits that were used.

Rows 1-2:Show the specific mononucleotide and pentanucleotide markers tested by MSI-Kit-1.
Row 3:Shows the specific mononucleotide tested by MSI-Kit-2. This kit only tests m ononucleotide markers.
Rows 4-5:Show the specific mononucleotide and dinucleotide markers tested by MSI-Kit-3.

do.xpt

RowSTUDYIDDOMAINSPDEVIDDOSEQDOTESTCDDOTESTDOORRES
1CRCA001DOMSI-Kit-11MONTMKNMMononucleotide Marker NamesBAT-25, BAT-26, MONO-27, NR-21, NR-24
2CRCA001DOMSI-Kit-12PENTMKNMPentanucleotide Marker NamesPenta C, Penta D
3CRCA001DOMSI-Kit-21MONTMKNMMononucleotide Marker NamesBAT-25, BAT-26, MONO-27, NR-21, NR-24
4CRCA001DOMSI-Kit-31MONTMKNMMononucleotide Marker NamesBAT-25, BAT-26
5CRCA001DOMSI-Kit-32DINTMKNMDinucleotide Marker NamesD2S123, D5S346, D17S250

Since no subject-specific set-up was required, therefore the Device In-Use domain (DU) is not shown.

The Device-Subject Relationships (DR) domain is used to link each subject to the associated device. Information on only 4 subjects is provided as an example. This domain should be included when devices of interest are under study. When the devices are not under study, this domain may not be needed. If it is important to know the individual device used with each subject, this domain should be included. In this case, the sponsor included the DR domain.

dr.xpt

RowSTUDYIDDOMAINUSUBJIDSPDEVID
1CRCA001DR1001MSI-Kit-2
2CRCA001DR1002MSI-Kit-1
3CRCA001DR1003MSI-Kit-2
4CRCA001DR1004MSI-Kit-3

The MSI test results are illustrated below for MSI-summary results and MSI-individual marker results. It is recommended that users discuss with the relevant regulatory authority whether to represent summary results and individual markers. Both summary results and individual marker results can be presented in one dataset. However, in the examples that follow the datasets were split to enhance the readability for users. When datasets are combined, sponsors may use PFGRPID to link the appropriate records together.  

Example

In this example of MSI summary results, the sponsor collected information on the kit used for testing. The variable SPDEVID is included to link the kit used for testing to the Device domains that provide the kit characteristics. Many sponsors may not collect information on the kit used for testing. Sponsors typically may collect only one of the tests illustrated below. Because these are summary results across several markers, the expected variable PFGENRI is included in the dataset but is null. However, the specific markers tested were described in the device domains as previously illustrated.

Row 1:Shows the number of markers exhibiting instability for Subject 1001.
Row 2:Shows the percentage of markers exhibiting instability for Subject 1001.
Rows 3-5:Show the overall status of the DNA MSI testing for three subjects. The results are reported as MSI-H, MSI-L, MSH-S, or MSI-Indeterminate. The result of MSI-Indeterminate indicates that testing was performed, but a specific status could not be determined.
Row 6:Shows that the DNA MSI testing was not performed (Not Done) for Subject 1004.

pf.xpt

RowSTUDYIDDOMAINUSUBJIDSPDEVIDPFSEQPFTESTCDPFTESTPFGENRIPFGENTYPPFCATPFORRESPFORRESUPFSTRESCPFSTRESNPFSTRESUPFSTATPFSPECPFMETHODVISITNUMVISITPFDTC
1CRCA001PF1001MSI-Kit-21NUMMISTBNum Nuc Markers Exhibit Instability
MICROSATELLITEMOLECULAR DIAGNOSTIC TESTING4
44

DNAPCR10BASELINE2014-10-10
2CRCA001PF1001MSI-Kit-22PCTMISTBPct Nuc Markers Exhibit Instability
MICROSATELLITEMOLECULAR DIAGNOSTIC TESTING80%8080%
DNAPCR10BASELINE2014-10-10
3CRCA001PF1001MSI-Kit-23MSIOSTATMicrosatellite Instability Overall Stat
MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGMSI-H
MSI-H


DNAPCR10BASELINE2014-10-10
4CRCA001PF1002MSI-Kit-11MSIOSTATMicrosatellite Instability Overall Stat
MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGMSI-L
MSI-L


DNAPCR10BASELINE2014-09-10
5CRCA001PF1003MSI-Kit-21MSIOSTATMicrosatellite Instability Overall Stat
MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGMSI-INDETERMINATE
MSI-INDETERMINATE


DNAPCR10BASELINE2015-12-10
6CRCA001PF1004
1MSIOSTATMicrosatellite Instability Overall Stat
MICROSATELLITEMOLECULAR DIAGNOSTIC TESTING




NOT DONE

10BASELINE2015-02-13

Example

This example of MSI individual results illustrates how the results for each specific MSI nucleotide marker were represented. The information on the kit used for testing was collected by the sponsor. The variable SPDEVID is included to link the kit used for testing to the Device domains that provide the kit characteristics. Sponsors may decide to derive the summary MSI results in ADaM if reporting results for each nucleotide marker. Each row represents a marker that was included in the MSI testing. In this situation, the nucleotide marker name is included in PFGENRI. The PFTEST results indicate whether the marker was Stable or Unstable. SPDEVID links the subject to the MSI kit used for each subject.  

pf.xpt

RowSTUDYIDDOMAINUSUBJIDSPDEVIDPFSEQPFGRPIDPFTESTCDPFTESTPFGENRIPFGENTYPPFCATPFORRESPFSTRESCPFSPECPFMUTYPPFMETHODVISITNUMVISITPFDTC
1CRCA001PF1005MSI-Kit-311MICRISTBMicrosatellite InstabilityBAT25MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGSTABLESTABLEDNAGERMLINEPOLYMERASE CHAIN REACTION10BASELINE2014-10-10
2CRCA001PF1005MSI-Kit-321MICRISTBMicrosatellite InstabilityBAT26MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGSTABLESTABLEDNAGERMLINEPOLYMERASE CHAIN REACTION10BASELINE2014-10-10
3CRCA001PF1005MSI-Kit-331MICRISTBMicrosatellite InstabilityD2S123MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGUNSTABLEUNSTABLEDNAGERMLINEPOLYMERASE CHAIN REACTION10BASELINE2014-10-10
4CRCA001PF1005MSI-Kit-341MICRISTBMicrosatellite InstabilityD5S346MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGSTABLESTABLEDNAGERMLINEPOLYMERASE CHAIN REACTION10BASELINE2014-10-10
5CRCA001PF1005MSI-Kit-351MICRISTBMicrosatellite InstabilityD17S250MICROSATELLITEMOLECULAR DIAGNOSTIC TESTINGSTABLESTABLEDNAGERMLINEPOLYMERASE CHAIN REACTION10BASELINE2014-10-10

The following modeling of MMR Proteins in SDTM is under discussion and users are cautioned that this modeling may be subject to change.

Example

Immunostaining of the tumor tissue is used to determine the nuclear expression of the MMR Proteins, MLH1, MSH2, MSH6 and PMS2. MMR protein expression is defined as the presence of nuclear staining within the tumor regardless of intensity or the number of positive nuclei.

Row 1:Shows the interpretation of the IHC MMR testing. The original results are reported using the categories presented in the College of American Pathologists (CAP) template for reporting results of biomarker testing of specimens from patients with carcinoma of the colon and rectum.[22] Because this is an interpretation of the results for the staining of all the relevant proteins, a specific test was used to represent the result.
Rows 2-5:Each row represents the expression of the MMR proteins in the tumor cells. The protein of interest is provided in the MITESTCD/MITEST.

mi.xpt

RowSTUDYIDDOMAINUSUBJIDMISEQMITESTCDMITESTMIORRESMISTRESCMISPECMILOCMIMETHODVISITNUMVISITMIDTC
MISCELOC
1CRCA001MI10021MMRPINTPMismatch Repair Proteins InterpretationNO LOSS OF NUCLEAR EXPRESSION OF MMR PROTEINSNO LOSS OF NUCLEAR EXPRESSION OF MMR PROTEINSTUMOR TISSUECOLONIHC10BASELINE2014-09-10
NUCLEUS
2CRCA001MI10022MLH1MutL Homolog 1INTACT NUCLEAR EXPRESSIONINTACT NUCLEAR EXPRESSIONTUMOR TISSUECOLONIHC10BASELINE2014-09-10
NUCLEUS
3CRCA001MI10023MSH2MutS Homolog 2LOSS OF NUCLEAR EXPRESSIONLOSS OF NUCLEAR EXPRESSIONTUMOR TISSUECOLONIHC10BASELINE2014-09-10
NUCLEUS
4CRCA001MI10024MSH6MutS Homolog 6INTACT NUCLEAR EXPRESSIONINTACT NUCLEAR EXPRESSIONTUMOR TISSUECOLONIHC10BASELINE2014-09-10
NUCLEUS
5CRCA001MI10025PMS2PMS1 Homolog 2UNDETERMINEDUNDETERMINEDTUMOR TISSUECOLONIHC10BASELINE2014-09-10
NUCLEUS

MI NSV Metadata

3.3.1.3.2 Genetic Variation

In this example colorectal cancer trial, the sponsor planned exploratory analyses involving tumor-associated somatic variations (mutations), so they collected any available data on genetic variations included in the subject's historical records (e.g., KRAS, NRAS, BRAF, PIK3CA). The amount of available information varied across subjects. Some subjects only had information on whether any variations were detected for each gene (or protein) of interest, whereas other subjects had information on the actual variation detected in each gene (or protein) of interest. The method may or may not have been available. Because the name of the vendor was collected, the sponsor may have the ability to obtain more technical information about the specific tests. These technical details were not modeled in any SDTM dataset.  

The sponsor carefully considered the limitations of historical data collection reported by investigators on CRFs and represented this data based on a pragmatic approach. When collecting pre-study data on CRFs, certain data (e.g., reference sequence) may not be readily available. If data are collected using a central vendor, the sponsor should work with the central vendor to ensure that the required details are provided. This TAUG does not include an example of data collected using a central vendor. However, this sponsor collected the name of the vendor used for testing, and this allowed the sponsor to obtain more technical information about the specific tests (if needed for analysis).

This example deviates from the current recommendation in the SDTMIG-PGx v1.0 as the information on the genetic variations were not parsed out using the variables PFORRES, PFORREF, and PFGENLOC. This parsing out is recommended, but in this example the sponsor did not want to manually parse out the information to avoid potential errors. This pragmatic representation of the genetic data is under discussion within the PGx Team. Sponsors are urged to discuss such pragmatic representation with the appropriate regulatory agency. For the reader's information, the appropriate parsing of "c.1637A>T" (indicates nucleotide 1637 an A is changed to a T) is: PFORREF would be A, the PFORRES would be T, and PFGENLOC would be 1637.

However, if a central lab was used, the PGx Team recommends that the genetic data be parsed out into the appropriate items.

In addition, the published controlled terminology for PFTEST "Genetic Variation" was used instead of the PFTEST values of "Amino Acid" or "Nucleotide" that are suggested in the SDTMIG-PGx v1.0.

This example also used the CAP reporting template (available at https://www.ncbi.nlm.nih.gov/pubmed/23808403) as a possible CRF collection format.

Sponsors may collect information on the kit used for testing and the characteristics of the kit. If collected, each kit may be treated as a device. The SDTM device domains may be used to represent the relevant information. See Section 3.3.1.3.1, Microsatellite Instability (MSI) and Mismatch Repair (MMR), for examples on how to show information on a kit used for testing.

When looking at the example below please bear in mind the following:

  • The representation of the data in the PF domain focused on ensuring consistency of the information within the dataset. The sponsor decided to include the results of the question whether or not a generic variation was detected in the SDTM-based dataset. Some sponsors may decide that when a variation is detected, the question indicating that the variation was detected may not be represented in the SDTM-based dataset as the specific variation are represented.
  • The SDTM example reports the results based on the actual data collected. When CRFs are used to collect pre-study results, sponsors may allow various formats for reporting the results to accommodate the various formats that may have been used when the original data was reported by the lab.
  • The protein variation may use the single-letter amino acid symbols or the 3-letter amino acid symbols. For example, a variation in a protein in which the 12th amino acid is Glycine in the reference sequence and Alanine in the subject's sequence can be represented as either Gly12Ala or G12A. Both 3-letter and single-letter symbols for amino acids were published by the International Union of Pure and Applied Chemistry (IUPAC) and the International Union of Biochemistry (IUB) in their 1983 recommendations for the nomenclature and symbolism for amino acids and peptides (available at http://iupac.org/publications/pac/56/5/0595/). Many labs report the results using either the 3-letter or single-letter amino acid names. The CAP reporting template (available at https://www.ncbi.nlm.nih.gov/pubmed/23808403) uses the 3-letter abbreviation for reporting some the amino acid (protein) names. Because the 3-letter amino acid symbols were used, they are reported in the SDTM variable PFORRES/PFSTRESC. This avoided the manual translation of the data into another format. A sponsor is encouraged to design the data collection instrument using the most appropriate format that avoids any manual translation of the data. Sponsors should provide instructions to the site regarding the nomenclature to use within a specific clinical trial. The Human Genome Variation Society (HGVS) nomenclature may be used to report information regarding DNA, RNA, and protein sequences; these standards were updated in 2017.[23]
  • A list of pre-specified gene variations may be defined on a CRF either because a set of targeted tests was performed for the study in order to identify specific variations, or as a data entry convenience when collecting information about tests that may have been performed in the past. If a set of targeted tests was performed for a study then, as described in the SDTMIG-PGx v1.0, the PFGENLI and PFGENTRG variables should be used to define the pre-specified variations, PFORRES should be used to indicate whether the variation was detected, and any detected variations should be recorded in PFSTRESC using standard nomenclature. However, when using a pre-specified list of gene variations as a data entry convenience to collect information about tests that may have been performed in the past, sponsors may choose either to transcribe previous results to the format described above or to collect the results in their originally reported format. In this example study, the sponsor chose to represent any variations selected from the pre-specified list or written in by the investigator using the original collection format. PFSTRESC, the standardized result, also used the format associated with the collected variation to avoid any manual translation to another format (e.g., p.Gly12Asp to c.35G>A). Note that the PFSTREC still followed the convention of reporting an amino acid using p. and a nucleotide using c.
  • Typically for variations that are not pre-specified, PFGENLOC and PFORREF would be populated. PFORREF would be compared with PFORRES to determine if a mutation is present. However, in this case, only subjects with a mutation had the variation reported. Because the data was collected on CRFs, and these fields would have to be manually populated, the sponsor elected not to include these "permissible" variables in the SDTM-based dataset.
  • The PFDTC is the date of the original specimen collection. PFDY is based on the date of the original sample, and not the date the testing was performed.
  • Some variables (e.g., PFREFSEQ) are not populated. In this study, the sponsor did not consider this information needed to interpret the data.
  • PFRUNDTC is a new proposed variable being considered to be added to the PF domain. This variable is used to represent the date that the sample was analyzed. Because this variable has not be approved, it is represented as an NSV variable.
  • In this study, the sponsor standardized the results in an ADaM dataset to facilitate data analysis. This ADaM dataset is not shown.

Example

In this example, the tumor specimen used for testing could have been collected at the time of the original diagnosis, during the prior treatment of the subject, or at entry into the study. When the original testing was performed more than a year before the trial entry, the sponsor requested the investigator to obtain an archival sample for re-testing at a local lab. When reporting the results of the testing (see PF domain), the date of the original sample collection is always represented in PFDTC. Because re-testing on an archival sample may have been performed, the sponsor collected information on specimen tracking in the Biospecimen Events (BE) domain. If re-testing was performed, only the re-testing results were provided.

Rows 1, 3:Show the date the original sample was collected in BEDTC and the start date (BESTDTC) of the event represented in BETERM for Subjects 3001 and 3006. In this case, the BEDTC and BESTDTC are the same. Because the end date/time of the event is the same as the start date/time for the event, BEENDTC is null. BEENDTC is included in the dataset because it is an expected variable.
Rows 2, 4:Show the information on the archival sample used for testing. The date the original sample was collected is represented in BEDTC and the start date of the archival retrieval event (BETERM="Archival Sample Retrieval") for Subjects 3001 and 3006.
Row 5:Shows the date that the original sample was collected. No archival samples were processed.

be.xpt

RowSTUDYIDDOMAINUSUBJIDBESEQBETERMBEDECODVISITNUMVISITBEDTCBESTDTCBEENDTC
1CRCA001BE30011Sample CollectionCOLLECTING1BASELINE2007-05-052007-05-05
2CRCA001BE30012Archival Sample RetrievalARCHIVE RETRIEVING1BASELINE2007-05-052015-06-05
3CRCA001BE30061Sample CollectionCOLLECTING1BASELINE2009-06-102009-06-10
4CRCA001BE30062Archival Sample RetrievalARCHIVE RETRIEVING1BASELINE2009-06-102015-04-09
5CRCA001BE30081Sample CollectionCOLLECTING1BASELINE2015-07-022015-07-02

The information on gene variations, which was collected on a CRF in this study, is illustrated below. The data included information on whether or not a variation was detected in a gene and, if variable in the gene was detected, the variation detected was either selected from a pre-specified list of variations or entered in a specify field. Note that, in order to save space, example results for only five subjects is shown and some expected SDTM variables have been omitted. Any unknown results were reported as "NOT DONE" by the sponsor. These "NOT DONE" data were not illustrated in the example, as this as been adequately described in the SDTMIG.

Rows 1-2:Show the subject had KRAS mutation detected, and no PIK3CA mutations detected. The specific KRAS variation was not available.
Row 3:Shows the subject had KRAS mutation detected.
Rows 4-5:Show the 2 detected KRAS mutations, 1 in Codon 12 ("Gly12Asp") and 1 in Codon 13 ("Gly13Ser"), reported as separate rows. PFORRES is populated with the variation using the collected format. T he Codon 12 variation was reported using the pre-specified list of KRAS variations on the CRF, but the Codon 13 variation was reported as a write-in result because it was not present on the pre-specified list. The pre-specified list of variations was used as a data entry convenience for this study, so pre-specified variations and write-in variations are represented in the same way in the data. PFSTRESC, the standardized result, also contains the protein format with the 3-letter amino acid letters because there was no manual translation to another format (e.g., p.Gly12Asp to c.35G>A).
Row 6:For the PIK3CA gene, the CRF (see the CAP template referenced above) collected whether a variation was not detected, or a variation was detected at either Exon 9 or Exon 20. Subject 3006 had a variation reported at Exon 9 and PFGENSR was used to report the location of the variation as Exon 9.
Row 7:If a variation of the PIK3CA gene was detected, the specific variation was collected. The PIK3CA variation (c.1637A>T) was represented in both PFORRES and PFSTRESC. Note that this format was used by the investigator when the variation was reported on the CRF.
Row 8:For the PTEN gene, the CRF (see the CAP template referenced above) collected whether a variation was not detected, or a variation was detected at Exon 1-9. Subject 3009 had a variation detected at Exon 1-9.
Row 9:Subject 3009 had a PTEN variation reported. The location of the variation was collected on the CRF, and represented in PFGENSR. Note the investigator specified the variation (c.477G>T) on the CRF. The format used by the investigator to report this variation was represented in PFORRES and PFSTRESC.
Row 10:Subject 3010 had a BRAF mutation but the detected variation was not available.

pf.xpt

RowSTUDYIDDOMAINUSUBJIDPFSEQPFTESTCDPFTESTPFGENRIPFGENTYPPFCATPFORRESPFORRESUPFGENSRPFSTRESCPFMUTYPPFNAMPFMETHODVISITNUMVISITPFDTCPFDY
PFRUNDTC
1CRCA001PF30011GENVARGenetic VariationKRASGENEMOLECULAR DIAGNOSTIC TESTINGDETECTED

DETECTEDSOMATICGENLAB1POLYMERASE CHAIN REACTION1BASELINE2007-05-05-2957
2015-06-05
2CRCA001PF30012GENVARGenetic VariationPIK3CAGENEMOLECULAR DIAGNOSTIC TESTINGNOT DETECTED

NOT DETECTEDSOMATICGENLAB1POLYMERASE CHAIN REACTION1BASELINE2007-05-05-2957
2015-06-05
3CRCA001PF30061GENVARGenetic VariationKRASGENEMOLECULAR DIAGNOSTIC TESTINGDETECTED

DETECTEDSOMATICGENLAB2POLYMERASE CHAIN REACTION1BASELINE2009-06-10-2135
2015-04-09
4CRCA001PF30062GENVARGenetic VariationKRASGENEMOLECULAR DIAGNOSTIC TESTINGGly12Asp

p.Gly12AspSOMATICGENLAB2POLYMERASE CHAIN REACTION1BASELINE2009-06-10-2135
2015-04-09
5CRCA001PF30063GENVARGenetic VariationKRASGENEMOLECULAR DIAGNOSTIC TESTINGGly13Ser

p.Gly13SerSOMATICGENLAB2POLYMERASE CHAIN REACTION1BASELINE2009-06-10-2135
2015-04-09
6CRCA001PF30081GENVARGenetic VariationPIK3CAGENEMOLECULAR DIAGNOSTIC TESTINGDETECTED
EXON 9DETECTEDSOMATICGENLAB3POLYMERASE CHAIN REACTION1BASELINE2015-07-02-20
2015-07-02
7CRCA001PF30082GENVARGenetic VariationPIK3CAGENEMOLECULAR DIAGNOSTIC TESTINGc.1637A>T
EXON 9c.1637A>TSOMATICGENLAB3POLYMERASE CHAIN REACTION1BASELINE2015-07-02-20
2015-07-02
8CRCA001PF30091GENVARGenetic VariationPTENGENEMOLECULAR DIAGNOSTIC TESTINGDETECTED
EXON 1-9DETECTEDSOMATICGENLAB4POLYMERASE CHAIN REACTION1BASELINE2015-02-18-15
2015-02-23
9CRCA001PF30092GENVARGenetic VariationPTENGENEMOLECULAR DIAGNOSTIC TESTINGc.477G>T
EXON 5c.477G>TSOMATICGENLAB4POLYMERASE CHAIN REACTION1BASELINE2015-02-18-15
2015-02-23
10CRCA001PF30101GENVARGenetic VariationBRAFGENEMOLECULAR DIAGNOSTIC TESTINGDETECTED

DETECTEDSOMATICGENLAB4POLYMERASE CHAIN REACTION1BASELINE2015-07-18-23
2015-07-25

PF NSV Metadata

3.3.1.4 Histologic and Gross Assessments

The table below lists gross assessments and histologic findings associated with colorectal cancer, including diagnostic terms derived from conventional light microscopic examination of the tissues. Please note that the table is not an exhaustive list.

Common Name (Abbreviation)Description
AdenocarcinomaThe most common type of colorectal carcinoma. It is characterized by the presence of malignant glandular epithelial cells invading through the muscularis mucosa into the submucosa. Histologic variants include mucinous adenocarcinoma, signet ring cell carcinoma, medullary carcinoma, serrated adenocarcinoma, cribriform comedo-type adenocarcinoma, and micropapillary adenocarcinoma.[24] Japanese classification of histologic subtypes of colorectal carcinomas may differ. Please refer to the Japanese classification for more information: http://www.jsccr.jp/.
Mucinous AdenocarcinomaAn invasive colorectal adenocarcinoma characterized by the presence of extracellular mucin pools that contain malignant glandular epithelial structures. The extracellular mucin pools occupy more than 50% of the malignant lesion.[24] Other histologic subtypes may also be of importance, but are not discussed. Japanese classification of histologic subtypes of colorectal carcinomas may differ. Please refer to the Japanese classification for more information: http://www.jsccr.jp/.
Location of Primary TumorThe anatomic region of the colon or rectum within which the primary tumor originated. In patients with metastatic colorectal cancer, colorectal cancer survival directly correlates with the location of the primary tumor; primary tumors arising in the distal colon (descending and sigmoid colons) correlated with increased 1-year survival post-treatment compared to those primary tumors arising in the proximal colon (cecum, ascending, and transverse colon).[25]
Rectal Tumor to Anal Verge DistanceA measurement of the length of the span between the rectal tumor and the anal verge. By definition, rectal tumors are located no more than 15-17 cm from the anal verge;[22] greater distance between the rectal tumor and anal verge may correlate with increased disease free survival.[26,27] Please note that in some geographical regions the anatomical definition of "rectum" may differ, which may affect whether a tumor is classified as a rectal tumor.
Site of MetastasisThe anatomic region within which the tumor metastases are found.
Number of Metastatic SitesThe total number of anatomic sites that are metastatically involved.

Example

This example shows representation of a gross pathology result, the distance from a rectal tumor to the anal verge. This morphology result was represented in the Gastrointestinal System Findings (GI) physiology/morphology domain. This is a draft domain, although the domain abbreviation is present in controlled terminology.

gi.xpt

RowSTUDYIDDOMAINUSUBJIDGISEQGITESTCDGITESTGIORRESGIORRESUGISTRESCGISTRESNGISTRESUGILOCGIMETHODVISITNUMVISITGIDTCGIDY
1CRCAGI60021RTAVDISRectal Tumor to Anal Verge Distance5.1cm5.15.1cmRECTUMENDOSCOPY1SCREEN2016-04-18-100

Please note that in some geographical regions the anatomical definition of "rectum" may differ which may affect whether a tumor is classified as a rectal tumor.

4 Disease Assessments

This section provides details of disease assessments relevant to colorectal cancer.

4.1 Treatment

Treatments for colorectal cancer may include elimination of the cancer or controlling the effects of the cancer on the body. Some treatments target only the anatomic region in which the cancer exists; others act on a systemic level. In general, types of treatments are sequential rather than concurrent. The concept map below provides an overview of the treatment options.

Concept Map. Treatment Options Following Colorectal Cancer Diagnosis

4.1.1 Anti-cancer Therapy

Medications

In cancer trials, it is important to collect information on prior anti-cancer therapies, and any anti-cancer therapies given after the study drug of interest has been discontinued. Typically, in colorectal cancer, anti-cancer treatments are given as regimens.

A regimen is a treatment plan that specifies the dosage, the schedule, and the duration of treatment (NCI definition: https://www.cancer.gov/publications/dictionaries/cancer-terms/def/regimen). In cancer trials, subjects are often prescribed treatment plans that contain multiple treatment components. These multiple treatment plans are commonly known by an acronym (e.g., FOLFOX, FOLFIRI). Sponsors often collect information about the regimen itself (e.g., start date, end date, best response, reason for discontinuation) as well as information on the individual treatment components within the regimen. In other disease areas, subjects are also treated with a combination of treatments but these treatments are often administered as a single product which is a combination of several active ingredients. It is difficult to represent the information about treatments that include multiple components in the SDTM Concomitant Medications (CM) domain.

CDISC is putting together a team that will focus on the SDTM modeling of combination products/regimens. This topic is applicable to many therapeutic areas. CDISC anticipates that this modeling would be published in a separate document providing guidelines for the representation of combination products or combination regimens.

Surgeries

In some colorectal cancer trials, it may be important to collect information on prior anti-cancer surgeries as well as any such surgeries during the study. The type of surgery performed at the time of initial diagnosis depends on the extent of the cancer. In some situations the anus may be weak or damaged, or must be removed, and a colostomy or an ileostomy may be required. Permanent stomas are required when stool cannot pass through its normal route after surgery. Sphincter-sparing surgery is fairly common for some rectal cancers. Depending upon the study, the sponsor may collect the type of surgery performed at the time of the initial diagnosis. Although not shown, this prior surgery information would be represented in the SDTM Procedures (PR) domain.

In some studies, liver resections may be performed for metastases. It is important to provide the dates of surgery and whether disease was found during surgery. Other surgeries with curative intent may also be allowed. If these surgeries are allowed during the study, a sponsor must specify how this will be handled in the analysis of relevant endpoints (e.g., BOR, PFS).

4.2 Disease Assessments and Response

Response Evaluation Criteria In Solid Tumors (RECIST: https://www.ncbi.nlm.nih.gov/pubmed/19097774) is usually used to assess disease response in metastatic colorectal cancer clinical trials. In this document, RECIST is used as a generic term to refer to the various versions of the RECIST criteria. However, sponsors should always specify which RECIST version was used in a study.

The response criteria chosen to assess disease response may depend on the type of therapy being evaluated. Due to the different response patterns in subjects receiving anti-cancer immunotherapies, other criteria such (e.g., irRC, irRECIST, iRECIST) may also be used.

irRC (immune related response criteria)

The irRC criteria were proposed by Wolchok and colleagues[28] to determine the extent of anti-tumor response to an immunotherapeutic agent. The irRC criteria were based on the WHO tumor response criteria (http://apps.who.int/iris/handle/10665/37200)[29] and bidimensional tumor measurements are used.

irRECIST (irRC using unidimensional measurements)

Mizuki Nishino and colleagues[30] have proposed new criteria using 1-dimensional lesion measurements following RECIST. A poster presented by Bohnsack[31] provides a table comparing irRC and irRECIST immunotherapy criteria.

iRECIST (RECIST 1.1 for immune based therapeutics)

A March 2017 publication by the RECIST Working Group Team[32] describes the consensus iRECIST guideline intended to standardize design and collection guidelines for the evaluation of disease in cancer immunotherapy trials.

Other CDISC oncology TAUGs have provided examples of RECIST assessments represented in the SDTM. This TAUG only shows examples of the irRC criteria. The Lung Cancer TAUG will provide examples of the newly published standardized iRECIST criteria. This TAUG does not provide any recommendation regarding which criteria to use in a clinical trial. Sponsors should always consult regulatory authorities to obtain advice on this topic.

The following concept map provides an overview of the measurement of tumor burden and response assessments.

Concept Map. Assessment of Disease Response in Colorectal Cancer

Tumor Results referenced in the previous concept map are based on the response criteria and version used by the sponsor. In RECIST, results are based on the sum of the diameters (longest for non-nodal lesions, short axis for nodal lesions) for all target lesions (Target), with qualitative assessments of non-measurable tumors (Non-Target). The development of new lesions is also assessed. irRC use the WHO criteria for tumor response[29]. In irRC, results are based on the sum of the diameters of bidimensional measurable tumors (Index Lesions + New lesions). Non-measurable lesions are not considered in progression, but are considered in complete response.

It is recommended that the user be familiar with the tumor response guidelines before reviewing the following examples. The sponsor should determined the relevant version of the guideline to be used in a study. General guidance on managing data pertaining to the identification, monitoring, and assessment of tumors and lesions is covered by three SDTMIG Findings domains: Tumor Identification (TU), Tumor Results (TR), and Disease Response (RS). Consult the SDTMIG v3.2 for specifications, assumptions, and examples for these domain models.

The following are examples of tumor identification, tumor assessment, and tumor response for subjects in a colorectal cancer clinical trial. These examples employ the irRC immune-related response criteria. SDTM dataset examples and aCRFs using RECIST have been provided in the TAUGs for Breast Cancer (Section 4.2) and Prostate Cancer (Section 4.2). The sample aCRFs in this TAUG use the irRC criteria.

Annotated CRF: Tumor Identification/Results - irRC - Index Lesions

This CRF is only an example and is not meant to imply that any particular layout or collection plan is preferable over another.

This CRF is used to identify Index lesions/tumors at baseline and to report the results of these Index lesions/tumors at all subsequent tumor assessment visits.

It illustrates the collection of the tumor identification information and the tumor results on a combined CRF. When SDTM submission datasets are created, the appropriate information must be mapped to TU and TR.

Tumor Identification/Result CRFs assume that measurable lesions that are followed and measured according to the criteria are classified as "Index lesions." All tumors that are followed but not measured according to the criteria are considered as "Non-Index lesions." These CRFs do not collect any tumor measurements for Non-Index lesions.

CDASH variable names for denormalized variables are examples, and are used to ensure unique CDASH variable names. Sponsors may use other conventions for creating denormalized CDASH variable names.

See Section 1.3, CDASH Metadata and Annotated CRFs, for explanation of annotations.

ONCRSCAT Not submitted Hidden/pre-populated
WOLCHOK SOLID TUMORS 2009

<From ONCRSCAT codelist>

Indicate whether or not Index lesions were identified. If Index lesions identified, list each tumor and provide the requested information. Were tumors identified?
TUYN Not submitted

<From NY codelist>

TUCORRES TUORRES = "TARGET" where TUTESTCD = "TUMIDENT" Hidden/pre-populated
INDEX
Sponsor specified
TULNKID TULNKID and TRLNKID
_________________
Specify the general (anatomical) location of the tumor. What was the anatomical location of the tumor identified?
TULOC

<From LOC codelist>

Specify the laterality of the tumor. If applicable, what was the laterality of the anatomical location?
TULAT

<From LAT codelist>

Specify the directionality of the tumor. If applicable, what was the directionality of the anatomical location?
TUDIR

<From DIR codelist>

Describe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.
TULOCDTL SUPPTU.QVAL where QNAM = "TULOCDTL"
_________________
Indicate whether this is a tumor that has split from a previous tumor, or is a tumor that has merged with another tumor. Select if changes to tumor were identified.
TUCHANGE If TUCHANGE = "Split" then TUORRES = "TARGET" where TUTESTCD = "TUSPLIT" If TUCHANGE = "Merged" then TUORRES = "TARGET" where TUTESTCD = "TUMERGE"

<From TUTEST codelist>

Specify the method used to identify/evaluate the tumor. What was the method of evaluation?
TUMETHOD TUMETHOD and TRMETHOD

<From METHOD codelist>

Insert the date of the scan/image/examination (not the date on which it was read, or the visit date).
TUDAT TUDTC and TRDTC
_ _ / _ _ _ / _ _ _ _
Indicate who performed the assessment. What was the role of the person performing the tumor evaluation?
TUEVAL TUEVAL and TREVAL

<From EVAL codelist>

Identify the evaluator providing this evaluation. What is the evaluator identifier?
TUEVALID TUEVALID and TREVALID

<From MEDEVAL codelist>

Record the longest diameter of the tumor.
LDIAM_TRORRES TRORRES where TRTESTCD = "LDIAM"
_____
LDIAM_TRORRESU TRORRESU where TRTESTCD = "LDIAM" Pre-populated
mm

<From UNIT codelist>

Check if the longest diameter is too small to measure. Check if the longest diameter was too small to measure.
TOOSMALL_LDIAM_TRORRES TRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LDIAM"
Record the longest perpendicular diameter of the tumor.
LPERP_TRORRES TRORRES where TRTESTCD = "LPERP"
_____
LPERP_TRORRESU TRORRESU where TRTESTCD = "LPERP" Pre-populated
mm

<From UNIT codelist>

Check if the longest perpendicular diameter is too small to measure. Check if the longest perpendicular diameter was too small to measure.
TOOSMALL_LPERP_TRORRES TRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LPERP"
If appropriate, denote the tumor as inevaluable. Check if the tumor was inevaluable.
TRINEVAL TRSTAT = "NOT DONE" where TRTESTCD = "TUMSTATE"
Indicate the reason why the tumor was inevaluable. If the tumor was inevaluable, what was the reason?
TRREASND TRREASND where TRSTAT = "NOT DONE" and TRTESTCD = "TUMSTATE"
For lymph node tumors only, denote whether the node is pathological or non-pathological. What was the lymph node state?
LNSTATE_TRORRES TRORRES where TRTESTCD = "LNSTATE"
CRF Metadata
Observation ClassDomainTAUG ReferenceImplementation OptionOrder NumberCDASH Variable NameCDASHIG Variable LabelQuestion TextPromptInput TypeCase Report Form Completion InstructionsSDTMIG TargetSDTMIG Target MappingControlled Terminology Codelist NameImplementation NotesPre-Populated ValuePre-Defined ValuesDisplayed QueryHidden
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A1ONCRSCATOncology Response CriteriaWhat is the name of the Response Criteria being used?Response CriteriatextN/AN/AN/A(ONCRSCAT)This variable is used to collect the name of the tumor evaluation criteria used in the study. The criteria name is typically collected on the Tumor Response CRF. Although this field is not typically captured on this CRF, it should be displayed clearly on the CRF. Most often pre-defined, instructional text to orient the data entry staff to appropriate response criteria. Collect if multiple types/versions are active in a single study/database. Use subset of codelist as indicated; may be extended for other cancer response systems (e.g., IWG, IMWG, etc.).WOLCHOK SOLID TUMORS 2009N/ApromptY
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A2TUYNAny Tumor IdentifiedWere tumors identified?Any tumorstextIndicate whether or not Index lesions were identified. If Index lesions identified, list each tumor and provide the requested information.N/AN/A(NY)This is intended to be used as a data management tool to verify that missing tumor evaluations of a specific tumor type/class are confirmed missing. Typically Tumor type/class would be Target, Non-Target, New, Bone Tumor or New Bone Tumor, etc. A record is created in the SDTMIG TU domain for each tumor identified.N/AYes; NoqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A3TUCORRESClassification of Identified TumorWhat type of tumors are being identified as defined by the criteria being employed?Tumor Type According to CriteriatextRecord or select which type of tumor is being evaluated as defined by the criteria.TUORRES; TUTEST; TUTESTCDTUORRES = "TARGET" where TUTESTCD = "TUMIDENT"N/AAlthough this field is not typically captured on a CRF, it should be displayed clearly on the CRF and/or the EDC system. When this variable is collected on a CRF, the CDASH name --CORRES is used because the sponsor may use a synonym (e.g., INDEX) instead of using the appropriate controlled terminology (TARGET).INDEXN/AqtextY
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A4TULNKIDTumor IDWhat was the Tumor ID?Tumor IDtextSponsor specifiedTULNKIDTULNKID and TRLNKIDN/AThis variable is used to provide a unique code for each identified tumor in order to link records across related domains (TU and TR). TULNKID and TRLNKID are expected to be the same across datasets. The values of TULNKID are compound values that may carry the following information: an indication of the role (or assessor) providing the data records when it is someone other than the principal investigator; an indication of whether the data record is for a target, non-target, or new tumor; and an indication of whether the tumor has split or merged. Sponsors may develop their own conventions for identifying tumors.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A5TULOCTumor LocationWhat was the anatomical location of the tumor identified?LocationtextSpecify the general (anatomical) location of the tumor.TULOCTULOC(LOC)When anatomical location is broken down and collected as distinct pieces of data that when combined provide the exact location information (e.g. laterality /directionality), additional anatomical location qualifiers should be used. The first (TULOC) should follow controlled terminology, which will enable consistency across sites. Laterality (TULAT) and Directionality (TUDIR) should also be available for entry if more explicit detail can be provided. A location detail text field (TULOCDTL) is conditional for entry (i.e., can be left blank) and allows the study site to specify the lesion in its own terms; this can be used to distinguish tumors within the same location if TULAT and/or TUDIR is not sufficient. Finally, Presentation Type is conditional for truly non-measurable lesions that are difficult to characterize with Location.N/AColon; Rectum; Liver; Lung; Bone; BrainqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A6TULATTumor LateralityIf applicable, what was the laterality of the anatomical location?LateralitytextSpecify the laterality of the tumor.TULATTULAT(LAT)See TULOCN/ABilateral; Left; RightqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A7TUDIRTumor DirectionalityIf applicable, what was the directionality of the anatomical location?DirectionalitytextSpecify the directionality of the tumor.TUDIRTUDIR(DIR)See TULOCN/ADistal; Inner; Intermediate; Outer; ProximalqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A8TULOCDTLLocation DetailIf applicable, what is the additional detail about the tumor location?Location DetailtextDescribe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.SUPPTU.QVALSUPPTU.QVAL where QNAM = "TULOCDTL"N/AUse if TULOC and TULAT and/or TUDIR values cannot provide uniqueness from other tumor records. TULOCDTL is not meant to replace TULOC, TULAT, and/or TUDIR or serve as the free-text description field for TULOC (e.g., Location, Other). May also be useful if the sponsor collects Cancer Antigens or Tumor Markers as Non-target Lesions. See TULOCN/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A9TUCHANGEChanges to Tumor IdentifiedSelect if changes to tumor were identified.Changes to Tumor IdentifiedtextIndicate whether this is a tumor that has split from a previous tumor, or is a tumor that has merged with another tumor.TUORRES; TUTESTCD; TUTESTIf TUCHANGE = "Split" then TUORRES = "TARGET" where TUTESTCD = "TUSPLIT" ;
If TUCHANGE = "Merged" then TUORRES = "TARGET" where TUTESTCD = "TUMERGE"
(TUTEST)Sponsors must consider how to identify both split and merged tumors in the fields TULNKID and TULOCDTL. Possible conventions for use in TULNKID are:
  • T04.1 = the first "child" tumor split from the fourth target tumor
  • T04.2 = the second "child" tumor split from the fourth target tumor, etc.
  • T02/T03 = the tumor merged from the second and third target tumor
  • Picking one of the original tumors as the primary tumor and including the sum of the merged tumors in a single record.
TULOCDTL should include sufficient free-text description of the split or merged tumors to permit unequivocal identification. See SDTM oncology examples for alternative methods for representing Split and Merge tumors.
N/AMerged; SplitqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A10TUMETHODTumor MethodWhat was the method of evaluation?Method of EvaluationtextSpecify the method used to identify/evaluate the tumor.TUMETHODTUMETHOD and TRMETHOD(METHOD)The METHOD codelist provides submission values using most commonly known or generally recognized terms. Values will represent the method generically, not the product of the method (e.g., photograph). Sponsors may customize or restrict the list of values per response criteria or protocol needs. At a minimum, the primary method of identification should be entered and is expected to be consistent throughout the study; recording secondary methods is at the discretion of the sponsor.N/ACT Scan; PET/CT Scan; PET/MRI Scan; Photography; Physical Examination; X-RayqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A11TUDATDate of Tumor EvaluationWhat was the date of evaluation?Procedure DatedateInsert the date of the scan/image/examination (not the date on which it was read, or the visit date).TUDTCTUDTC and TRDTCN/AInsert the date of the scan, image, and/or examination on which the evaluation was based (not the date on which it was read, or the visit date). Date should align with the primary method.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A12TUEVALTumor EvaluatorWhat was the role of the person performing the tumor evaluation?EvaluatortextIndicate who performed the assessment.TUEVALTUEVAL and TREVAL(EVAL)Collect if multiple evaluators are used in the study (may be omitted if the investigator is always the evaluator); values should follow controlled terminology.N/AIndependent Assessor; InvestigatorqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A13TUEVALIDTumor Evaluator IdentifierWhat is the evaluator identifier?Evaluator IdentifiertextIdentify the evaluator providing this evaluation.TUEVALIDTUEVALID and TREVALID(MEDEVAL)Collect if multiple evaluators with the same value of TUEVAL are used in the study; values should follow controlled terminology.N/ARadiologist 1; Radiologist 2; OncologistqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A14LDIAM_TRORRESTumor Longest DiameterWhat was the longest diameter of the tumor?Longest DiameterintegerRecord the longest diameter of the tumor.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LDIAM"N/AMeasurable lesions to be followed should have measurements.N/AN/AqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A15LDIAM_TRORRESUTumor Result UnitWhat were the units for the longest diameter?Longest Diameter UnittextN/ATRORRESUTRORRESU where TRTESTCD = "LDIAM"(UNIT)Usually the unit of the test is pre-defined on the CRF.mmN/AqtextN
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A16TOOSMALL_LDIAM_TRORRESLongest Diameter Too Small to MeasureCheck if the longest diameter was too small to measure.Longest Diameter Too Small to MeasuretextCheck if the longest diameter is too small to measure.TRORRES; TRTESTCD; TRTESTTRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LDIAM"N/AThis field can be used to record that tumors are too small to measure. Note that with some assessment criteria (e.g., RECIST), a default value (e.g., 5mm) may be used in the calculation to determine response. As an alternative, the fact that a tumor is too small to measure can be recorded in TRREASND.N/ADiameter Too Small to MeasureqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A17LPERP_TRORRESTumor
Longest Perpendicular Diameter
What was the longest perpendicular diameter of the tumor?Longest Perpendicular DiameterintegerRecord the longest perpendicular diameter of the tumor.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LPERP"N/AMeasurable lesions to be followed should have measurements.N/AN/AqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A18LPERP_TRORRESUTumor Result UnitWhat were the units for the longest perpendicular diameter?Longest Perpendicular Diameter UnittextN/ATRORRESUTRORRESU where TRTESTCD = "LPERP"(UNIT)Usually the unit of the test is pre-defined on the CRF.mmN/AqtextN
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A19TOOSMALL_LPERP_TRORRESLongest Perpendicular Diameter Too Small to MeasureCheck if the longest perpendicular diameter was too small to measure.Longest Perpendicular Diameter Too Small to MeasuretextCheck if the longest perpendicular diameter is too small to measure.TRORRES; TRTESTCD; TRTESTTRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LPERP"N/AThis field can be used to record that tumors are too small to measure. Note that with some assessment criteria (e.g., RECIST), a default value (e.g., 5mm) may be used in the calculation to determine response. As an alternative, the fact that a tumor is too small to measure can be recorded in TRREASND.N/ADiameter Too Small to MeasureqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A20TRINEVALTumor InevaluableCheck if the tumor was inevaluable.Tumor Inevaluable?textIf appropriate, denote the tumor as inevaluable.TRSTATTRSTAT = "NOT DONE" where TRTESTCD = "TUMSTATE"N/AThis CDASH variable was created and used instead of TRSTAT to avoid any confusion about evaluation not done vs. evaluations that are inevaluable but still performed. This is intended to be used as a data management tool to verify that inevaluable tumor evaluations are denoted at a specific evaluation. Inevaluable may also be collected as a No/Yes question based on sponsor preference.N/AInevaluableqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A21TRREASNDTumor Reason Not DoneIf the tumor was inevaluable, what was the reason?If Tumor is inevaluable, Reason Not DonetextIndicate the reason why the tumor was inevaluable.TRREASNDTRREASND where TRSTAT = "NOT DONE" and TRTESTCD = "TUMSTATE"N/AThe pre-specified terms are simply examples of REASND-collected terms to encourage standardized terminology (as opposed to free-text). "Lesion or Background Change that Prevents Evaluation" makes it hard to measure the lesion and will include cavitation, fibrosis, necrosis (e.g., a lung metastasis develops pneumonia around it, so the edges are concealed). "Poor Scan Quality" indicates that the full anatomy was scanned but could not be evaluated due to low quality (e.g., no/poor IV contrast, motion present). "Insufficient Images/Anatomy" indicates that the lesion anatomy is incomplete, crucial anatomy is out of field of view, or a key scan slice is not taken. "Inconsistent Modality" denotes a change in assessment/technique that prevents lesion evaluation (e.g., using a different machine, changes in the use of contrast). "Focal Intervention" (e.g., focal radiation, ablation, excision) is selected if the lesion can no longer be evaluated for the effects of the trial therapy based on a concomitant procedure. For example, surgically removing a large tumor in a trial where the trial therapy is only systemic; the radiologist/oncologist can no longer make meaningful comparisons before/after surgery. The sponsor may elect to concatenate the response "Inevaluable" with the collected reason not done.N/ALesion or Background Change that Prevents Evaluation; Focal Intervention; Poor Scan Quality; Insufficient Images/Anatomy; Inconsistent Modality; Site Error; OtherqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Index LesionsN/A22LNSTATE_TRORRESLymph Node StateWhat was the lymph node state?Lymph Node StatetextFor lymph node tumors only, denote whether the node is pathological or non-pathological.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LNSTATE"N/APer RECIST 1.1, lymph nodes merit special mention because they are normal anatomical structures which may be visible by imaging even if not involved by tumor. Pathological vs. Non-Pathologic lymph nodes have different documentation expectations; refer to the RECIST 1.1 criteria.N/APathological; Non-PathologicalqtextN/A

Annotated CRF: Tumor Identification/Results - irRC - Non-Index Lesions

This CRF is only an example and is not meant to imply that any particular layout or collection plan is preferable over another.

This CRF is used to identify non-Index lesions/tumors at baseline and to report the results of these non-index lesions/tumors at all subsequent tumor assessment visits.

It illustrates the collection of the new tumor identification information and the new tumor results on a combined CRF. When SDTM submission datasets are created, the appropriate information must be mapped to TU and TR.

Tumor Identification/Result CRFs assume that new measurable lesions that are followed and measured according to the criteria are classified as "Index lesions." All new tumors that are followed but not measured according to the criteria are considered as "Non-Index lesions." These CRFs do not collect any tumor measurements for Non-Index lesions.

CDASH variable names for denormalized variables are examples, and are used to ensure unique CDASH variable names. Sponsors may use other conventions for creating denormalized CDASH variable names.

See Section 1.3, CDASH Metadata and Annotated CRFs, for explanation of annotations.

ONCRSCAT Not submitted Hidden/pre-populated
WOLCHOK SOLID TUMORS 2009

<From ONCRSCAT codelist>

Indicate whether or not non-index tumors were identified. If non-index tumors identified, list each tumor and provide the requested information. Were tumors identified?
TUYN Not submitted

<From NY codelist>

TUMIDENT_TUCORRES TUORRES = "NON-TARGET" where TUTESTCD = "TUMIDENT" Hidden/pre-populated
NON-INDEX
Sponsor specified
TULNKID TULNKID and TRLNKID
_________________
Specify the general (anatomical) location of the tumor. What was the anatomical location of the tumor identified?
TULOC

<From LOC codelist>

Specify the laterality of the tumor. If applicable, what was the laterality of the anatomical location?
TULAT

<From LAT codelist>

Specify the directionality of the tumor. If applicable, what was the directionality of the anatomical location?
TUDIR

<From DIR codelist>

Describe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.
TULOCDTL SUPPTU.QVAL where QNAM = "TULOCDTL"
_________________
Used to specify non-measurable disease types that cannot be adequately described by anatomical location and other location qualifiers . What was the tumor presentation type of the non-measurable disease?
TUPRTYP SUPPTU.QVAL

<From DSPRTYP codelist>

Indicate whether this is a tumor that has split from a previous tumor, or is a tumor that has merged with another tumor. Select if changes to tumor were identified.
TUCHANGE If TUCHANGE = "Split" then TUORRES = "NON-TARGET" where TUTESTCD = "TUSPLIT" If TUCHANGE = "Merged" then TUORRES = "NON-TARGET" where TUTESTCD = "TUMERGE"

<From TUTEST codelist>

Specify the method used to identify/evaluate the tumor. What was the method of evaluation?
TUMETHOD TUMETHOD and TRMETHOD

<From METHOD codelist>

Insert the date of the scan/image/examination (not the date on which it was read, or the visit date).
TUDAT TUDTC and TRDTC
_ _ / _ _ _ / _ _ _ _
Indicate who performed the assessment. What was the role of the person performing the tumor evaluation?
TUEVAL TUEVAL and TREVAL

<From EVAL codelist>

Identify the evaluator providing this evaluation. What is the evaluator identifier?
TUEVALID TUEVALID and TREVALID

<From MEDEVAL codelist>

If appropriate, denote the tumor state. What was the tumor state?
TUMSTATE_TRORRES TRORRES where TRTESTCD = "TUMSTATE"
If appropriate, denote the tumor as inevaluable. Check if the tumor was inevaluable.
TRINEVAL TRSTAT = "NOT DONE" where TRTESTCD = "TUMSTATE"
Indicate the reason why the tumor was inevaluable. If the tumor was inevaluable, what was the reason?
TRREASND TRREASND where TRSTAT = "NOT DONE" and TRTESTCD = "TUMSTATE"
For lymph node tumors only, denote whether the node is pathological or non-pathological. What was the lymph node state?
LNSTATE_TRORRES TRORRES where TRTESTCD = "LNSTATE"
CRF Metadata
Observation ClassDomainTAUG ReferenceImplementation OptionOrder NumberCDASH Variable NameCDASHIG Variable LabelQuestion TextPromptInput TypeCase Report Form Completion InstructionsSDTMIG TargetSDTMIG Target MappingControlled Terminology Codelist NameImplementation NotesPre-Populated ValuePre-Defined ValuesDisplayed QueryHidden
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A1ONCRSCATOncology Response CriteriaWhat is the name of the Response Criteria being used?Response CriteriatextN/AN/AN/A(ONCRSCAT)This variable is used to collect the name of the tumor evaluation criteria used in the study. The criteria name is typically collected on the Tumor Response CRF. Although this field is not typically captured on this CRF, it should be displayed clearly on the CRF. Most often pre-defined, instructional text to orient the data entry staff to appropriate response criteria. Collect if multiple types/versions are active in a single study/database. Use subset of codelist as indicated; may be extended for other cancer response systems (e.g., IWG, IMWG).WOLCHOK SOLID TUMORS 2009N/ApromptY
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A2TUYNAny Tumor IdentifiedWere tumors identified?Any tumorstextIndicate whether or not non-index tumors were identified. If non-index tumors identified, list each tumor and provide the requested information.N/AN/A(NY)This is intended to be used as a data management tool to verify that missing tumor evaluations of a specific tumor type/class are confirmed missing. Typically Tumor type/class would be Target, Non-Target, New, Bone Tumor or New Bone Tumor, etc. A record is created in the SDTMIG TU domain for each tumor identified.N/AYes; NoqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A3TUMIDENT_TUCORRESClassification of Identified TumorWhat type of tumors are being identified as defined by the criteria being employed?Tumor Type According to CriteriatextRecord or select which type of tumor is being evaluated as defined by the criteria.TUORRES; TUTEST; TUTESTCDTUORRES = "NON-TARGET" where TUTESTCD = "TUMIDENT";N/AAlthough this field is not typically captured on a CRF, it should be displayed clearly on the CRF and/or the EDC system. When this variable is collected on a CRF, the CDASH name --CORRES is used because the sponsor may use a synonym (e.g., NON-INDEX) but this would be represented in the SDTM-based dataset using the appropriate controlled terminology (NON-TARGET)NON-INDEXN/AqtextY
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A4TULNKIDTumor IDWhat was the Tumor ID?Tumor IDtextSponsor specifiedTULNKIDTULNKID and TRLNKID;N/AThis variable is used to provide a unique code for each identified tumor in order to link records across related domains (TU and TR). TULNKID and TRLNKID are expected to be the same across datasets. The values of TULNKID are compound values that may carry the following information: an indication of the role (or assessor) providing the data records when it is someone other than the principal investigator; an indication of whether the data record is for a target, non-target, or new tumor; and an indication of whether the tumor has split or merged. Sponsors may develop their own conventions for identifying tumorsN/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A5TULOCTumor LocationWhat was the anatomical location of the tumor identified?LocationtextSpecify the general (anatomical) location of the tumor.TULOCN/A(LOC)When anatomical location is broken down and collected as distinct pieces of data that when combined provide the exact location information (e.g. laterality /directionality) then the additional anatomical location qualifiers should be used. The first (TULOC) should follow controlled terminology, which will enable consistency across sites. Laterality (TULAT) and Directionality (TUDIR) should also be available for entry if more explicit detail can be provided. A location detail text field (TULOCDTL) is conditional for entry (i.e., can be left blank) and allows the study site to specify the lesion in its own terms or can be used to distinguish tumors within the same location if TULAT and/or TUDIR is not sufficient. Finally, Presentation Type is conditional for truly non-measurable lesions that are difficult to characterize with Location.N/AColon;
Rectum;
Liver;
Lung;
Bone;
Brain
qtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A6TULATTumor LateralityIf applicable, what was the laterality of the anatomical location?LateralitytextSpecify the laterality of the tumor.TULATN/A(LAT)See TULOCN/ABilateral; Left; RightqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A7TUDIRTumor DirectionalityIf applicable, what was the directionality of the anatomical location?DirectionalitytextSpecify the directionality of the tumor.TUDIRN/A(DIR)See TULOCN/ADistal; Inner; Intermediate; Outer; ProximalqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A8TULOCDTLLocation DetailIf applicable, what is the additional detail about the tumor location?Location DetailtextDescribe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.SUPPTU.QVALSUPPTU.QVAL where QNAM = "TULOCDTL"N/AUse if TULOC and TULAT and/or TUDIR values cannot provide uniqueness from other tumor records. TULOCDTL is not meant to replace TULOC, TULAT, and/or TUDIR or serve as the free-text description field for TULOC (e.g., Location, Other). May also be useful if sponsor collects Cancer Antigens or Tumor Markers as Non-target Lesions. See TULOC.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A9TUPRTYPTumor or Lesion Presentation TypeWhat was the tumor presentation type of the non-measurable disease?Tumor or Lesion Presentation TypetextUsed to specify non-measurable disease types that cannot be adequately described by anatomical location and other location qualifiers .SUPPTU.QVALSUPPTU.QVAL(DSPRTYP)Used to specify non-measurable disease types that cannot be adequately described by anatomical location and other location qualifiers .N/AAscites; Effusion; Leptomeningeal Disease; Simple Cystic; Complex CysticqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A10TUCHANGEChanges to Tumor IdentifiedSelect if changes to tumor were identified.Changes to Tumor IdentifiedtextIndicate whether this is a tumor that has split from a previous tumor, or is a tumor that has merged with another tumor.TUORRES; TUTESTCD; TUTESTIf TUCHANGE = "Split" then TUORRES = "NON-TARGET" where TUTESTCD = "TUSPLIT" ;
If TUCHANGE = "Merged" then TUORRES = "NON-TARGET" where TUTESTCD = "TUMERGE"
(TUTEST)Sponsors must consider how to identify both split and merged tumors in the fields TULNKID and TULOCDTL. Possible conventions for use in TULNKID are:
  • T04.1 = the first "child" tumor split from the fourth target tumor
  • T04.2 = the second "child" tumor split from the fourth target tumor, etc.
  • T02/T03 = the tumor merged from the second and third target tumor
  • Picking one of the original tumors as the primary tumor.
TULOCDTL should include sufficient free text description of the split or merged tumors to permit unequivocal identification. See SDTM oncology examples for alternative methods for representing Split and Merge tumors.
N/AMerged; SplitqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A11TUMETHODTumor MethodWhat was the method of evaluation?Method of EvaluationtextSpecify the method used to identify/evaluate the tumor.TUMETHODTUMETHOD and TRMETHOD(METHOD)The METHOD codelist provides submission values using most commonly known/generally recognized terms. The values will represent the method generically, not the product of the method (e.g. photograph). A sponsor may customize or restrict the list of values per response criteria or protocol needs. At a minimum, the primary method of identification should be entered and is expected to be consistent throughout the study; recording secondary methods is at the discretion of the sponsor.N/ACT Scan; PET/CT Scan; PET/MRI Scan; Photography; Physical Examination; X-RayqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A12TUDATDate of Tumor EvaluationWhat was the date of evaluation?Procedure DatedateInsert the date of the scan/image/examination (not the date on which it was read, or the visit date).TUDTCTUDTC and TRDTCN/AInsert the date of the scan, image, and/or examination on which the evaluation was based (not the date on which it was read, or the visit date). Date should align with the primary method.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A13TUEVALTumor EvaluatorWhat was the role of the person performing the tumor evaluation?EvaluatortextIndicate who performed the assessment.TUEVALTUEVAL and TREVAL(EVAL)Collect if multiple evaluators are used in the study (may be omitted if the investigator is always the evaluator); values should follow controlled terminology.N/AIndependent Assessor; InvestigatorqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A14TUEVALIDTumor Evaluator IdentifierWhat is the evaluator identifier?Evaluator IdentifiertextIdentify the evaluator providing this evaluation.TUEVALIDTUEVALID and TREVALID(MEDEVAL)Collect if multiple evaluators with the same value of TUEVAL are used in the study; values should follow controlled terminology.N/ARadiologist 1; Radiologist 2; OncologistqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A15TUMSTATE_TRORRESTumor StateWhat was the tumor state?Tumor StatetextIf appropriate, denote the tumor state.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "TUMSTATE"N/ANon-measurable lesions do not require measurements and can be followed as "present"; "absent"; "equivocal"; "present without unequivocal progression"; or, in rare cases, "unequivocal progression." If a tumor is noted as inevaluable at a specific evaluation, this variable may be blank. Use subset of codelist as indicated. When CRFs are designed for the baseline and post-baseline assessments, the codelist may be subsetted as needed. For example, "Absent; Present" codelist may be used for the baseline assessment and "Absent; Present without Unequivocal Progression; Unequivocal Progression" may be used for post-baseline assessments.N/AAbsent; PresentqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A16TRINEVALTumor InevaluableCheck if the tumor was inevaluable.Tumor Inevaluable?textIf appropriate, denote the tumor as inevaluable.TRSTATTRSTAT = "NOT DONE" where TRTESTCD = "TUMSTATE"N/AThis is intended to be used as a data management tool to verify that inevaluable tumor evaluations are denoted at a specific evaluation. Inevaluable may also be collected as a No/Yes question based on sponsor preference.N/AInevaluableqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A17TRREASNDTumor Reason Not DoneIf the tumor was inevaluable, what was the reason?If Tumor is inevaluable, Reason Not DonetextIndicate the reason why the tumor was inevaluable.TRREASNDTRREASND where TRSTAT = "NOT DONE" and TRTESTCD = "TUMSTATE"N/AThe pre-specified terms are simply examples of REASND collected terms to encourage standardized terminology (as opposed to free-text). "Lesion or Background Change that Prevents Evaluation" makes it hard to measure the lesion and will include cavitation, fibrosis, necrosis (e.g., a lung metastasis develops pneumonia around it, so the edges are concealed). "Poor Scan Quality" indicates that the full anatomy was scanned but could not be evaluated due to low quality (e.g., no/poor IV contrast, motion present). "Insufficient Images/Anatomy" indicates that the lesion anatomy is incomplete, crucial anatomy is out of field of view, or a key scan slice is not taken. "Inconsistent Modality" denotes a change in assessment/technique that prevents lesion evaluation (e.g., using a different machine, changes in the use of contrast). "Focal Intervention" (e.g., focal radiation, ablation, excision) is selected if the lesion can no longer be evaluated for the effects of the trial therapy based on a concomitant procedure. For example, surgically removing a large tumor in a trial where the trial therapy is only systemic; the radiologist/oncologist can no longer make meaningful comparisons before/after surgery. The sponsor may elect to concatenate the response "Inevaluable" with the collected reason not done.N/ALesion or Background Change that Prevents Evaluation; Focal Intervention; Poor Scan Quality; Insufficient Images/Anatomy; Inconsistent Modality; Site Error; OtherqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-Non-Index LesionN/A18LNSTATE_TRORRESLymph Node StateWhat was the lymph node state?Lymph Node StatetextFor lymph node tumors only, denote whether the node is pathological or non-pathological.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LNSTATE"N/APer RECIST 1.1, lymph nodes merit special mention because they are normal anatomical structures which may be visible by imaging even if not involved by tumor. Pathological vs. non-pathological lymph nodes have different documentation expectations; refer to the RECIST 1.1 criteria.N/APathological; Non-PathologicalqtextN/A

Annotated CRF: Tumor Identification/Results - irRC - New Lesions

This CRF is only an example and is not meant to imply that any particular layout or collection plan is preferable over another.

This CRF is used to identify new lesions/tumors identified during the study and to report the results of these new lesions/tumors.

It illustrates the collection of the new tumor identification information and the new tumor results on a combined CRF. When SDTM submission datasets are created, the appropriate information must be mapped to TU and TR.

Tumor Identification/Result CRFs assume that new measurable lesions that are followed and measured according to the criteria are classified as "Index lesions." All new tumors that are followed but not measured according to the criteria are considered "Non-Index lesions." These CRFs do not collect any tumor measurements for new Non-Index lesions.

CDASH variable names for denormalized variables are examples, and are used to ensure unique CDASH variable names. Sponsors may use other conventions for creating denormalized CDASH variable names.

See Section 1.3, CDASH Metadata and Annotated CRFs, for explanation of annotations.

ONCRSCAT Not submitted Hidden/pre-populated
WOLCHOK SOLID TUMORS 2009

<From ONCRSCAT codelist>

Indicate whether or not new tumors were identified. If new tumors identified, list each new tumor and provide the requested information. Were new tumors identified?
TUYN Not submitted

<From NY codelist>

Record or select which type of tumor is being evaluated as defined by the criteria. What type of tumors are being identified as defined by the criteria being employed?
TUMIDENT_TUCORRES If TUMIDENT_TUCORRES = "New Index" then TUORRES = "NEW TARGET" where TUTESTCD = "TUMIDENT" If TUMIDENT_TUCORRES = "New Non-Index" then TUORRES = "NEW NON-TARGET" where TUTESTCD = "TUMIDENT"
Sponsor specified
TULNKID TULNKID and TRLNKID
_________________
Specify the general (anatomical) location of the tumor. What was the anatomical location of the tumor identified?
TULOC

<From LOC codelist>

Specify the laterality of the tumor. If applicable, what was the laterality of the anatomical location?
TULAT

<From LAT codelist>

Specify the directionality of the tumor. If applicable, what was the directionality of the anatomical location?
TUDIR

<From DIR codelist>

Describe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.
TULOCDTL SUPPTU.QVAL where QNAM = "TULOCDTL"
_________________
Used to specify non-measurable disease types that cannot be adequately described by anatomical location and other location qualifiers What was the tumor presentation type of the non-measurable disease?
TUPRTYP SUPPTU.QVAL where QNAM = "TUPRTYP"

<From DSPRTYP codelist>

Indicate whether this is a tumor that has split from a previous tumor, or is a tumor that has merged with another tumor. Select if changes to tumor were identified.
TUCHANGE If TUCHANGE = "Split" then TUORRES = TUMIDENT_TUORRES where TUTESTCD="TUSPLIT" If TUCHANGE = "Merged" then TUORRES = TUMIDENT_TUORRES where TUTESTCD = "TUMERGE"

<From TUTEST codelist>

Specify the method used to identify/evaluate the tumor. What was the method of evaluation?
TUMETHOD TUMETHOD and TRMETHOD

<From METHOD codelist>

Insert the date of the scan/image/examination (not the date on which it was read, or the visit date).
TUDAT TUDTC and TRDTC
_ _ / _ _ _ / _ _ _ _
Indicate who performed the assessment. What was the role of the person performing the tumor evaluation?
TUEVAL TUEVAL and TREVAL

<From EVAL codelist>

Identify the evaluator providing this evaluation. What is the evaluator identifier?
TUEVALID TUEVALID and TREVALID

<From MEDEVAL codelist>

Record the longest diameter of the tumor.
LDIAM_TRORRES TRORRES where TRTESTCD = "LDIAM"
_____
LDIAM_TRORRESU TRORRESU where TRTESTCD = "LDIAM" Pre-populated
mm

<From UNIT codelist>

Check if the longest diameter is too small to measure. Check if the longest diameter was too small to measure.
TOOSMALL_LDIAM_TRORRES TRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LDIAM"
Record the longest perpendicular diameter of the tumor.
LPERP_TRORRES TRORRES where TRTESTCD = "LPERP"
_____
LPERP_TRORRESU TRORRESU where TRTESTCD = "LPERP" Pre-populated
mm

<From UNIT codelist>

Check if the longest perpendicular diameter is too small to measure. Check if the longest perpendicular diameter was too small to measure.
TOOSMALL_LPERP_TRORRES TRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LPERP"
If appropriate, denote the tumor state. What was the tumor state?
TUMSTATE_TRORRES TRORRES where TRTESTCD = "TUMSTATE"
If appropriate, denote the tumor as inevaluable. Check if the tumor was inevaluable.
TRINEVAL TRSTAT = "NOT DONE" where TRTESTCD = "TUMSTATE"
Indicate the reason why the tumor was inevaluable. If the tumor was inevaluable, what was the reason?
TRREASND TRREASND where TRSTAT = "NOT DONE" and TRTESTCD = "TUMSTATE"
For lymph node tumors only, denote whether the node is pathological or non-pathological. What was the lymph node state?
LNSTATE_TRORRES TRORRES where TRTESTCD = "LNSTATE"
CRF Metadata
Observation ClassDomainTAUG ReferenceImplementation OptionOrder NumberCDASH Variable NameCDASHIG Variable LabelQuestion TextPromptInput TypeCase Report Form Completion InstructionsSDTMIG TargetSDTMIG Target MappingControlled Terminology Codelist NameImplementation NotesPre-Populated ValuePre-Defined ValuesDisplayed QueryHidden
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A1ONCRSCATOncology Response CriteriaWhat is the name of the Response Criteria being used?Response CriteriatextN/AN/AN/A(ONCRSCAT)This variable is used to collect the name of the tumor evaluation criteria used in the study. The criteria name is typically collected on the Tumor Response CRF. Although this field is not typically captured on this CRF, it should be displayed clearly on the CRF. Most often pre-defined, instructional text to orient the data entry staff to appropriate response criteria. Collect if multiple types/versions are active in a single study/database. Use subset of codelist as indicated; may be extended for other cancer response systems (e.g., IWG, IMWG).WOLCHOK SOLID TUMORS 2009N/ApromptY
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A2TUYNAny Tumor IdentifiedWere new tumors identified?Any new tumorstextIndicate whether or not new tumors were identified. If new tumors identified, list each new tumor and provide the requested information.N/AN/A(NY)This is intended to be used as a data management tool to verify that missing tumor evaluations of a specific tumor type/class are confirmed missing. Typically Tumor type/class would be Target, Non-Target, New, Bone Tumor or New Bone Tumor, etc. A record is created in the SDTMIG TU domain for each tumor identified.N/AYes; NoqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A3TUMIDENT_TUCORRESClassification of Identified TumorWhat type of tumors are being identified as defined by the criteria being employed?Tumor Type According to CriteriatextRecord or select which type of tumor is being evaluated as defined by the criteria.TUORRES; TUTEST; TUTESTCDIf TUMIDENT_TUCORRES = "New Index" then TUORRES = "NEW TARGET" where TUTESTCD = "TUMIDENT"; If TUMIDENT_TUCORRES = "New Non-Index" then TUORRES = "NEW NON-TARGET" where TUTESTCD = "TUMIDENT"N/AWhen this variable is collected on a CRF, the CDASH name --CORRES is used because the sponsor may use a synonym (e.g., INDEX, NON-INDEX) but this would be represented in the SDTM-based dataset using the appropriate controlled terminology.N/ANew Index; New Non-IndexqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A4TULNKIDTumor IDWhat was the Tumor ID?Tumor IDtextSponsor specifiedTULNKIDTULNKID and TRLNKIDN/AThis variable is used to provide a unique code for each identified tumor in order to link records across related domains (TU and TR). TULNKID and TRLNKID are expected to be the same across datasets. The values of TULNKID are compound values that may carry the following information: an indication of the role (or assessor) providing the data records when it is someone other than the principal investigator; an indication of whether the data record is for a target, non-target, or new tumor; and an indication of whether the tumor has split or merged. Sponsors may develop their own conventions for identifying tumors.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A5TULOCTumor LocationWhat was the anatomical location of the tumor identified?LocationtextSpecify the general (anatomical) location of the tumor.TULOCTULOC(LOC)When anatomical location is broken down and collected as distinct pieces of data that when combined provide the exact location information (e.g. laterality /directionality), additional anatomical location qualifiers should be used. The first (TULOC) should follow controlled terminology, which will enable consistency across sites. Laterality (TULAT) and Directionality (TUDIR) should also be available for entry if more explicit detail can be provided. A location detail text field (TULOCDTL) is conditional for entry (i.e., can be left blank) and allows the study site to specify the lesion in its own terms or can be used to distinguish tumors within the same location if TULAT and/or TUDIR is not sufficient. Finally, Presentation Type is conditional for truly non-measurable lesions that are difficult to characterize with Location.N/AColon; Rectum; Liver; Lung; Bone; BrainqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A6TULATTumor LateralityIf applicable, what was the laterality of the anatomical location?LateralitytextSpecify the laterality of the tumor.TULATN/A(LAT)See TULOCN/ABilateral; Left; RightqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A7TUDIRTumor DirectionalityIf applicable, what was the directionality of the anatomical location?DirectionalitytextSpecify the directionality of the tumor.TUDIRN/A(DIR)See TULOCN/ADistal; Inner; Intermediate; Outer; ProximalqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A8TULOCDTLLocation DetailIf applicable, what is the additional detail about the tumor location?Location DetailtextDescribe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.SUPPTU.QVALSUPPTU.QVAL where QNAM = "TULOCDTL"N/AUse if TULOC and TULAT and/or TUDIR values cannot provide uniqueness from other tumor records. TULOCDTL is not meant to replace TULOC, TULAT, and/or TUDIR or serve as the free-text description field for TULOC (e.g., Location, Other). May also be useful if Sponsor collects Cancer Antigens or Tumor Markers as Non-target Lesions. See TULOC.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A9TUPRTYPTumor or Lesion Presentation TypeWhat was the tumor presentation type of the non-measurable disease?Tumor or Lesion Presentation TypetextUsed to specify non-measurable disease types that cannot be adequately described by anatomical location and other location qualifiersSUPPTU.QVALSUPPTU.QVAL where QNAM = "TUPRTYP"(DSPRTYP)Used for Non-target or New lesions onlyN/AAscites; Effusion; Leptomeningeal Disease; Simple Cystic; Complex CysticqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A10TUCHANGEChanges to Tumor IdentifiedSelect if changes to tumor were identified.Changes to Tumor IdentifiedtextIndicate whether this is a tumor that has split from a previous tumor, or is a tumor that has merged with another tumor.TUORRES; TUTESTCD; TUTESTIf TUCHANGE = "Split" then TUORRES = TUMIDENT_TUORRES where TUTESTCD="TUSPLIT" ;
If TUCHANGE = "Merged" then TUORRES = TUMIDENT_TUORRES where TUTESTCD = "TUMERGE";
(TUTEST)Sponsors must consider how to identify both split and merged tumors in the fields TULNKID and TULOCDTL. Possible conventions for use in TULNKID are:
  • T04.1 = the first "child" tumor split from the fourth target tumor
  • T04.2 = the second "child" tumor split from the fourth target tumor, etc.
  • T02/T03 = the tumor merged from the second and third target tumor
  • Picking one of the original tumors as the primary tumor and including the sum of the merged tumors in a single record
TULOCDTL should include sufficient free-text description of the split or merged tumors to permit unequivocal identification. See SDTM oncology examples for alternative methods for representing Split and Merge tumors.
N/AMerged; SplitqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A11TUMETHODTumor MethodWhat was the method of evaluation?Method of EvaluationtextSpecify the method used to identify/evaluate the tumor.TUMETHODTUMETHOD and TRMETHOD(METHOD)The METHOD codelist provides submission values using most commonly known/generally recognized terms. The values will represent the method generically, not the product of the method (e.g. photograph). A Sponsor may customize or restrict the list of values per response criteria or protocol needs. At a minimum, the primary method of identification should be entered and is expected to be consistent throughout the study; recording secondary methods is at the discretion of the sponsor. For Non-target or New lesions only.N/ACT Scan; PET/CT Scan; PET/MRI Scan; Photography; Physical Examination; X-RayqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A12TUDATDate of Tumor EvaluationWhat was the date of evaluation?Date of ProceduredateInsert the date of the scan/image/examination (not the date on which it was read, or the visit date).TUDTCTUDTC and TRDTCN/AInsert the date of the scan, image, and/or examination on which the evaluation was based (not the date on which it was read, or the visit date). Date should align with the primary method.N/AN/AqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A13TUEVALTumor EvaluatorWhat was the role of the person performing the tumor evaluation?EvaluatortextIndicate who performed the assessment.TUEVALTUEVAL and TREVAL(EVAL)Collect if multiple evaluators are used in the study (may be omitted if the investigator is always the evaluator); values should follow controlled terminology.N/AIndependent Assessor; InvestigatorqtextN/A
FindingsTUTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A14TUEVALIDTumor Evaluator IdentifierWhat is the evaluator identifier?Evaluator IdentifiertextIdentify the evaluator providing this evaluation.TUEVALIDTUEVALID and TREVALID(MEDEVAL)Collect if multiple evaluators with the same value of TUEVAL are used in the study; values should follow controlled terminology.N/ARadiologist 1; Radiologist 2; OncologistqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A15LDIAM_TRORRESTumor Longest DiameterWhat was the longest diameter of the tumor?Longest DiameterintegerRecord the longest diameter of the tumor.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LDIAM"N/AMeasurable lesions to be followed should have measurements.N/AN/AqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A16LDIAM_TRORRESUTumor Result UnitWhat were the units for the longest diameter?Longest Diameter UnittextN/ATRORRESUTRORRESU where TRTESTCD = "LDIAM"(UNIT)Usually the unit of the test is pre-defined on the CRF.mmN/AqtextN
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A17TOOSMALL_LDIAM_TRORRESLongest Diameter Too Small to MeasureCheck if the longest diameter was too small to measure.Longest Diameter Too Small to MeasuretextCheck if the longest diameter is too small to measure.TRORRES; TRTESTCD; TRTESTTRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LDIAM"(NY)This field can be used to record that tumors are too small to measure. Note that with some assessment criteria (e.g., RECIST), a default value (e.g., 5mm) may be used in the calculation to determine response. As an alternative, the fact that a tumor is too small to measure can be recorded in TRREASND.N/ADiameter Too Small to MeasureqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A17LPERP_TRORRESTumor
Longest Perpendicular Diameter
What was the longest perpendicular diameter of the tumor?Longest Perpendicular DiameterintegerRecord the longest perpendicular diameter of the tumor.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LPERP"N/AMeasurable lesions to be followed should have measurements.N/AN/AqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A18LPERP_TRORRESUTumor Result UnitWhat were the units for the longest perpendicular diameter?Longest Perpendicular Diameter UnittextN/ATRORRESUTRORRESU where TRTESTCD = "LPERP"(UNIT)Usually the unit of the test is pre-defined on the CRF.mmN/AqtextN
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A17TOOSMALL_LPERP_TRORRESLongest Perpendicular Diameter Too Small to MeasureCheck if the longest perpendicular diameter was too small to measure.Longest Perpendicular Diameter Too Small to MeasuretextCheck if the longest perpendicular diameter is too small to measure.TRORRES; TRTESTCD; TRTESTTRORRES = "TOO SMALL TO MEASURE" where TRTESTCD = "LPERP"N/AThis field can be used to record that tumors are too small to measure. Note that with some assessment criteria (e.g., RECIST), a default value (e.g., 5mm) may be used in the calculation to determine response. As an alternative, the fact that a tumor is too small to measure can be recorded in TRREASND.N/ADiameter Too Small to MeasureqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A18TUMSTATE_TRORRESTumor StateWhat was the tumor state?Tumor StatetextIf appropriate, denote the tumor state.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "TUMSTATE"N/ANon-measurable lesions do not require measurements and can be followed as "present"; "absent"; "equivocal"; "present without unequivocal progression"; or, in rare cases, "unequivocal progression." If a tumor is noted as inevaluable at a specific evaluation, this variable may be blank. Use subset of codelist as indicated. When CRFs are designed for the baseline and post-baseline assessments, the codelist may be subsetted as needed. For example, "Absent; Present" codelist may be used for the baseline assessment and "Absent; Present without Unequivocal Progression; Unequivocal Progression" may be used for post-baseline assessments.N/AAbsent; PresentqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A19TRINEVALTumor InevaluableCheck if the tumor was inevaluable.Tumor Inevaluable?textIf appropriate, denote the tumor as inevaluable.TRSTATTRSTAT = "NOT DONE" where TRTESTCD = "TUMSTATE"N/AThis is intended to be used as a data management tool to verify that inevaluable tumor evaluations are denoted at a specific evaluation. Inevaluable may also be collected as a No/Yes question based on sponsor preference.N/AInevaluableqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A20TRREASNDTumor Reason Not DoneIf the tumor was inevaluable, what was the reason?If Tumor is inevaluable, Reason Not DonetextIndicate the reason why the tumor was inevaluable.TRREASNDTRREASND where TRSTAT = "NOT DONE" and TRTESTCD = "TUMSTATE"N/AThe pre-specified terms are simply examples of REASND collected terms to encourage standardized terminology (as opposed to free-text). "Lesion or Background Change that Prevents Evaluation" makes it hard to measure the lesion and will include cavitation, fibrosis, necrosis (e.g., a lung metastasis develops pneumonia around it, so the edges are concealed)."'Poor Scan Quality" indicates that the full anatomy was scanned but could not be evaluated due to low quality (e.g., no/poor IV contrast, motion present). "Insufficient Images/Anatomy" indicates that the lesion anatomy is incomplete, crucial anatomy is out of field of view, or a key scan slice is not taken. "Inconsistent Modality" denotes a change in assessment/technique that prevents lesion evaluation (e.g., using a different machine, changes in the use of contrast). "Focal Intervention' (e.g., focal radiation, ablation, excision, etc.) is selected if the lesion can no longer be evaluated for the effects of the trial therapy based on a concomitant procedure. For example, removing a large tumor in a trial where the trial therapy is only systemic; the radiologist/oncologist can no longer make meaningful comparisons before/after surgery. The sponsor may elect to concatenate the response "Inevaluable" with the collected reason not done.N/ALesion or Background Change that Prevents Evaluation; Focal Intervention; Poor Scan Quality; Insufficient Images/Anatomy; Inconsistent Modality; Site Error; OtherqtextN/A
FindingsTRTAUG-CrCa v1.0-Tumor Identification/Results: irRC-New LesionsN/A21LNSTATE_TRORRESLymph Node StateWhat was the lymph node state?Lymph Node StatetextFor lymph node tumors only, denote whether the node is pathological or non-pathological.TRORRES; TRTESTCD; TRTESTTRORRES where TRTESTCD = "LNSTATE"N/APer RECIST 1.1, lymph nodes merit special mention because they are normal anatomical structures which may be visible by imaging even if not involved by tumor. Pathological vs. Non-Pathologic lymph nodes have different documentation expectations; refer to the RECIST 1.1 criteria.N/APathological; Non-PathologicalqtextN/A

Annotated CRF: Tumor Response - irRC

This CRF is only an example and is not meant to imply that any particular layout or collection plan is preferable over another.

This CRF is used to collect tumor responses during the study.

CDASH variable names for denormalized variables are examples, and are used to ensure unique CDASH variable names. Sponsors may use other conventions for creating denormalized CDASH variable names.

See Section 1.3, CDASH Metadata and Annotated CRFs, for explanation of annotations.

RSCAT Hidden/pre-populated
WOLCHOK SOLID TUMORS 2009
Indicate whether or not response was collected. Was the response assessment performed?
RSPERF If RSPERF = "No" then RSSTAT = "NOT DONE" where RSTESTCD = "OVRLRESP"

<From NY codelist>

If the response was not collected, indicate why. Why was the response assessment not performed?
RSREASND RSREASND where RSSTAT = "NOT DONE" and RSTESTCD = " OVRLRESP"
Indicate who performed the assessment. Response Evaluator
RSEVAL

<From EVAL codelist>

Identify the evaluator providing this evaluation. What is the evaluator identifier?
RSEVALID

<From MEDEVAL codelist>

Indicate the overall response assessment. What was the Overall Response?
OVRLRESP_RSORRES RSORRES where RSTESTCD = "OVRLRESP"
Record the date of the procedure associated with the overall response.
OVRLRESP_RSDAT RSDTC where RSTESTCD = "OVRLRESP"
_ _ / _ _ _ / _ _ _ _
Indicate whether or not symptomatic deterioration was observed. Did the patient experience Symptomatic Deterioration?
SYMPTDTR_RSORRES RSORRES where RSTESTCD = "SYMPTDTR"

<From NY codelist>

Insert the date on which symptomatic deterioration was observed.
SYMPTDTR_RSDAT RSDTC where RSTESTCD = "SYMPTDTR"
_ _ / _ _ _ / _ _ _ _
Insert the name of the vendor performing the response assessments.
RSNAM
_________________
Indicate whether this evaluation is considered to be the accepted evaluation. Was this record considered to be the accepted evaluation?
OVRLRESP_RSACPTFL RSACPTFL where RSTESTCD = " OVRLRESP"

<From NY codelist>

CRF Metadata
Observation ClassDomainTAUG ReferenceImplementation OptionOrder NumberCDASH Variable NameCDASHIG Variable LabelQuestion TextPromptInput TypeCase Report Form Completion InstructionsSDTMIG TargetSDTMIG Target MappingControlled Terminology Codelist NameImplementation NotesPre-Populated ValuePre-Defined ValuesDisplayed QueryHidden
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A1RSCATCategory for ResponseWhat is the name of the response criteria?Response CriteriatextN/ARSCATRSCATN/ACollect if multiple types/versions are active in a single study/database; otherwise, information should be distinguished somewhere on a form (e.g., table name, title, tab).WOLCHOK SOLID TUMORS 2009N/AqtextY
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A2RSPERFResponse PerformedWas the response assessment performed?Response Assessment StatustextIndicate whether or not response was collected.RSSTATIf RSPERF = "No" then RSSTAT = "NOT DONE" where RSTESTCD = "OVRLRESP"(NY)This may be implemented for an entire response paradigm (e.g., RSTESTCD="OVRLRESP") or collected for each response assessment.N/AYes; NoqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A3RSREASNDResponse Reason Not DoneWhy was the response assessment not performed?Reason Response Assessment Not PerformedtextIf the response was not collected, indicate why.RSREASNDRSREASND where RSSTAT = "NOT DONE" and RSTESTCD = " OVRLRESP"N/AThe pre-specified terms are simply examples of REASND collected terms.N/ANot Imaged; Patient Refusal; Site Error; OtherqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A4RSEVALResponse EvaluatorWhat was the role of the person performing the response assessment?Response EvaluatortextIndicate who performed the assessment.RSEVALRSEVAL(EVAL)The EVAL codelist has more elements than included in this table, but the remainder are usually not used in this context.N/AIndependent Assessor; InvestigatorpromptN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A5RSEVALIDResponse Evaluator IdentifierWhat is the evaluator identifier?Response Evaluator IdentifiertextIdentify the evaluator providing this evaluation.RSEVALIDRSEVALID(MEDEVAL)When multiple assessors play the role identified in RSEVAL, values of RSEVALID will attribute a row of data to a particular assessor. The MEDEVAL codelist has more elements than included in this table, but the remainder would not typically be used in this context.N/ARADIOLOGIST 1; RADIOLOGIST 2; ONCOLOGISTqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A18OVRLRESP_RSORRESOverall ResponseWhat was the Overall Response?Overall ResponsetextIndicate the overall response assessment.RSORRES; RSTESTCD; RSTESTRSORRES where RSTESTCD = "OVRLRESP"N/ACollected at the appropriate visit in which assessments are performedN/AComplete Response (irCR); Partial Response (irPR); Stable Disease (irSD); Progressive Disease (irPD); Not Evaluable (NE)qtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A19OVRLRESP_RSDATDate of Overall ResponseWhat was the date of procedure for the overall response (e.g., scan date)?Overall Response DatedateRecord the date of the procedure associated with the overall response.RSDTCRSDTC where RSTESTCD = "OVRLRESP"N/ARSDAT is typically derived from the dates of scans/images/physical exams which may be performed on different dates. Sponsors should determine which convention to use for populating the date of the response assessment, for example:
  • Earliest date of any assessment contributing to the response assessment
  • Most frequent date on which assessments are performed
  • Latest date of any assessment if the response is beneficial; earliest date otherwise
N/AN/AqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A22SYMPTDTR_RSORRESSymptomatic DeteriorationDid the patient experience Symptomatic Deterioration?Symptomatic DeteriorationtextIndicate whether or not symptomatic deterioration was observed.RSORRES; RSTEST; RSTESTCDRSORRES where RSTESTCD = "SYMPTDTR"(NY)Collect for non-objective progression in the symptoms of the disease in accordance with the efficacy parameters; recommend to collect Symptomatic Deterioration on the Response CRF but maybe collected on a separate Clinical Assessment, Symptomatic Disease, or Disease Symptom Status eCRF to include a detailed description as text (e.g., increased shortness of breath, increased weakness, worsening of performance status) or link to the associated AEs.N/AYes; NoqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A23SYMPTDTR_RSDATDate of Symptomatic DeteriorationWhat was the date of Symptomatic Deterioration?Symptomatic Deterioration DatedateInsert the date on which symptomatic deterioration was observed.RSDTCRSDTC where RSTESTCD = "SYMPTDTR"N/ADate associated with the non-objective progression in the symptoms of the disease; may be the start date of associated AE(s).N/AN/AqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A24RSNAMVendor NameWhat was the vendor name?Vendor NametextInsert the name of the vendor performing the response assessments.RSNAMRSNAMN/ADo not collect if "Investigator" is the only source of response data. If the data come from a single external source, this may be noted in the protocol or vendor specifications rather than collected.N/AN/AqtextN/A
FindingsRSTAUG-CrCa v1.0-CRF- Tumor Response irRCN/A24OVRLRESP_RSACPTFLAccepted Record FlagWas this record considered to be the accepted evaluation?Accepted Record FlagtextIndicate whether this evaluation is considered to be the accepted evaluation.RSACPTFLRSACPTFL where RSTESTCD = " OVRLRESP"(NY)Most typically this data is provided by a third-party provider or external vendor; in rare cases, a sponsor may choose to enter this data in the eCRF.N/AYes; NoqtextN/A

This example shows a representation of tumor assessments using irRC, which is based on bidimensional measurements following the WHO criteria[29]. The SDTM variable RSCAT is used to indicate which response criteria and version were used in a study.

Example

This is an example of tumors identified and tracked following iRC. In this example, the sponsor has chosen to represent the imaging procedure used for tumor evaluation in the Procedure (PR) domain. Imaging procedures were assigned --REFID. These --REFID were also represented in the TU, and TR datasets to link the each tumor assessment to the procedure used for assessment. The PR domain is not shown but examples have been provided in the TAUGs for Breast Cancer (Section 4.2) and Prostate Cancer (Section 4.2). This example primarily focuses on the modeling of key feature of the irRC criteria.

Subject 70001 had measurable and non-measurable tumors at baseline. In irRC (represented in RSCAT as "WOLCHOK SOLID TUMORS 2009"), tumor response is based on total measurable tumor burden and the development of new tumor(s) does not define progression. The tumor burden is defined by the sum of the products of the 2 largest perpendicular diameters (SUMPPD) of all index lesions (5 lesions per organ, up to 10 visceral lesions and 5 cutaneous index lesions) at baseline and new measurable tumors.

Although an Index lesion may be referred to as a Target Lesion and a Non-Index lesion may be referred to as a Non-Target lesion by some authors following RECIST language, the irRC criteria denote these tumors/lesions at baseline as Index or Non-Index lesions. Because the terms Index and Non-Index are synonymous with Target and Non-Target, respectively, the existing terminology values of "TARGET" and "NON-TARGET", with "INDEX" and "NON-INDEX" as synonyms, will be used in the published Controlled Terminology (CT). "NEW NON-TARGET" and "NEW TARGET" will also be added to the CT. In this study, the sponsor used the synonym terms "INDEX" and "NON-INDEX" on the CRF but used the terms in the CT for both TUORRES and TUSTRESC. The --GRPID variables were populated using Target, Non-Target, New Target, or New Non-Target. The --LNKID variables were populated using the notation that T=Target, NT=Non-Target, NEWT=New Target, and NEWNT=New Non-Target lesion.

At Assessment 2, the subject had 1 new Non-Target lesion. In irRC, Non-Target lesions are assessed as absent or present. At Assessment 3, 2 new Target lesions were identified.

Rows 1-3:Show that the subject had 2 measurable tumors (Index/Target lesions) in the right lung and a non-measurable tumor (Non-Index/Non-Target lesion) in the left lung at the screening assessment. Note that the standardized controlled terminology of "TARGET", and "NON-TARGET" are used to represent these lesions in TUORRES and TUSTRESC rather than the synonym terms used on the CRFs.
Row 4:Shows the subject had a new non-measurable tumor identified (TULNKID="R-NEWNT01") in the liver at the Week 4 assessment. Note that the terminology "NEW NON-TARGET" is used in both TUORRES and TUSTRESC.
Rows 5-6:Show the subject had 2 new measurable tumors identified (TULNKID="R-NEWT01 "and "R-NEWT02") in the left and right lung at the Week 8 assessment. Note that the terminology of "NEW TARGET" is used in TUORRES and TUSTRESC.

tu.xpt

RowSTUDYIDDOMAINUSUBJIDTUSEQTUREFIDTULNKIDTUTESTCDTUTESTTUORRESTUSTRESCTUNAMTULOCTUMETHODTUEVALTUEVALIDVISITNUMVISITEPOCHTUDTCTUDY
1CRCA123TU700011IMG-0002R-NT01TUMIDENTTumor IdentificationNON-TARGETNON-TARGETACME VENDORLUNG, LEFT UPPER LOBECT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENBASELINE2007-01-011
2CRCA123TU700012IMG-0003R-T01TUMIDENTTumor IdentificationTARGETTARGETACME VENDORLUNG, RIGHT LOWER LOBECT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENBASELINE2007-01-011
3CRCA123TU700013IMG-0004R-T02TUMIDENTTumor IdentificationTARGETTARGETACME VENDORLUNG, RIGHT MIDDLE LOBECT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENBASELINE2007-01-011
4CRCA123TU700014IMG-0008R-NEWNT01TUMIDENTTumor IdentificationNEW NON-TARGETNEW NON-TARGETACME VENDORLIVER, RIGHT LOBECT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
5CRCA123TU700015IMG-0012R-NEWT01TUMIDENTTumor IdentificationNEW TARGETNEW TARGETACME VENDORLUNG, LEFT LOWER LOBECT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
6CRCA123TU700016IMG-0013R-NEWT02TUMIDENTTumor IdentificationNEW TARGETNEW TARGETACME VENDORLUNG, RIGHT, SUPERIOR LOBE, ANTERIOR SEGMENTCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556

This example TR dataset shows assessments needed to evaluate response using irRC guidelines. The assessments and the tumors that were identified and recorded in the TU domain are linked via tumor identifiers represented in TRLNKID. The TRGRPID variable is used to group the tumors. TRLNKGRP is used to organize the individual lesion assessments by disease assessment occasion. TRGRPID is not populated when summary results are presented (i.e., when TRTESTCD="SUMPPD', "PCBSPPD" and "PCNSPPD") as these summary results may be based on both Target and New Target lesions. The sponsor choose to create a separate, related PR record.

In this example, the sponsor has chosen to represent the imaging procedure information using the Procedure (PR) domain.

Rows 1-6:Show the results of the baseline assessments for each of the 2 identified Index lesions. The assessments are Longest Diameter, Longest Perpendicular, and Product of Perpendicular Diameters.
Row 7:Shows the sum of the products of the perpendicular diameters. Because this assessment summarizes multiple lesions, TRLNKID is blank.
Row 8:Shows that a non-measurable lesion (Non-Index) was present at baseline.
Rows 9-18:Show the results for Assessment 2 (Week 4). Note that sum of product of the perpendicular diameters and the percent change in the sum of product of the perpendicular diameters from the baseline were reported. For the existing non-index and new non-index lesions, the assessment was "Tumor State" and the result was "PRESENT".
Rows 19-30:Show measurement results for Target lesions at Assessment 3 (Week 8), including the target lesions identified at baseline and the 2 new target lesions identified at this assessment.
Rows 31-33:Show the summary assessments for Assessment 3: the sum of product of the perpendicular diameters, the percent change of the sum of the products of the perpendicular diameters from baseline, and the percent change in the sum of the products of the perpendicular diameters from nadir. The nadir used to calculate percent change from nadir was observed at Assessment 2. Note that Index lesions and any New Index lesions are included in the sums of the areas.
Rows 34-35:Show that both Non-Target lesions (non-index) are still present at Assessment 3.
Rows 36-52:Show the results for Assessment 4. Assessment 4 was conducted to "confirm the irPD" observed in Assessment 3.

tr.xpt

RowSTUDYIDDOMAINUSUBJIDTRSEQTRGRPIDTRREFIDTRLNKGRPTRLNKIDTRTESTCDTRTESTTRORRESTRORRESUTRSTRESCTRSTRESNTRSTRESUTRNAMTRMETHODTREVALTREVALIDVISITNUMVISITEPOCHTRDTCTRDY
1CRCA123TR700011TARGETIMG-0003A1R-T01LDIAMLongest Diameter10mm1010mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
2CRCA123TR700012TARGETIMG-0003A1R-T01LPERPLongest Perpendicular5mm55mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
3CRCA123TR700013TARGET
A1R-T01PPDProduct of Perpendicular Diameters50mm25050mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
4CRCA123TR700014TARGETIMG-0004A1R-T02LDIAMLongest Diameter7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
5CRCA123TR700015TARGETIMG-0004A1R-T02LPERPLongest Perpendicular10mm1010mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
6CRCA123TR700016TARGET
A1R-T02PPDProduct of Perpendicular Diameters70mm27070mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
7CRCA123TR700017

A1
SUMPPDSum of Products of Perpendicular Diam120mm2120120mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
8CRCA123TR700018NON-TARGETIMG-0002A1R-NT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 110SCREENSCREEN2007-01-011
9CRCA123TR700019TARGETIMG-0005A2R-T01LDIAMLongest Diameter10mm1010mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
10CRCA123TR7000110TARGETIMG-0005A2R-T01LPERPLongest Perpendicular5mm55mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
11CRCA123TR7000111TARGET
A2R-T01PPDProduct of Perpendicular Diameters50mm25050mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
12CRCA123TR7000112TARGETIMG-0006A2R-T02LDIAMLongest Diameter7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
13CRCA123TR7000113TARGETIMG-0006A2R-T02LPERPLongest Perpendicular9mm99mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
14CRCA123TR7000114TARGET
A2R-T02PPDProduct of Perpendicular Diameters63mm26363mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
15CRCA123TR7000115

A2
SUMPPDSum of Products of Perpendicular Diam113mm2113113mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
16CRCA123TR7000116

A2
PCBSPPDPercent Change Baseline in Sum of PPD-5.8%-5.8-5.8%ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
17CRCA123TR7000117NON -TARGETIMG-0007A2R-NT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
18CRCA123TR7000118NEW NON-TARGETIMG-0008A2R-NEWNT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 120WEEK 4TREATMENT2007-01-2828
19CRCA123TR7000119TARGETIMG-0009A3R-T01LDIAMLongest Diameter12mm1212mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
20CRCA123TR7000120TARGETIMG-0009A3R-T01LPERPLongest Perpendicular7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
21CRCA123TR7000121TARGET
A3R-T01PPDProduct of Perpendicular Diameters84mm28484mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
22CRCA123TR7000122TARGETIMG-0010A3R-T02LDIAMLongest Diameter7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
23CRCA123TR7000123TARGETIMG-0010A3R-T02LPERPLongest Perpendicular9mm99mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
24CRCA123TR7000124TARGET
A3R-T02PPDProduct of Perpendicular Diameters63mm26363mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
25CRCA123TR7000125NEW TARGETIMG-0012A3R-NEWT01LDIAMLongest Diameter10mm1010mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
26CRCA123TR7000126NEW TARGETIMG-0012A3R-NEWT01LPERPLongest Perpendicular5mm55mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
27CRCA123TR7000127NEW TARGET
A3R-NEWT01PPDProduct of Perpendicular Diameters50mm25050mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
28CRCA123TR7000128NEW TARGETIMG-0013A3R-NEWT02LDIAMLongest Diameter7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
29CRCA123TR7000129NEW TARGETIMG-0013A3R-NEWT02LPERPLongest Perpendicular9mm99mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
30CRCA123TR7000130NEW TARGET
A3R-NEWT02PPDProduct of Perpendicular Diameters63mm26363mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
31CRCA123TR7000131

A3
SUMPPDSum of Products of Perpendicular Diam260mm2260260mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
32CRCA123TR7000132

A3
PCBSPPDPercent Change Baseline in Sum of PPD116.7%116.7116.7%ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
33CRCA123TR7000133

A3
PCNSPPDPercent Change Nadir in Sum of PPD130.1%130.1130.1%ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
34CRCA123TR7000134NON-TARGETIMG-0015A3R-NT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
35CRCA123TR7000135NEW NON-TARGETIMG-0016A3R-NEWNT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 130WEEK 8TREATMENT2007-02-2556
36CRCA123TR7000136TARGETIMG-0017A4R-T01LDIAMLongest Diameter12mm1212mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
37CRCA123TR7000137TARGETIMG-0017A4R-T01LPERPLongest Perpendicular7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
38CRCA123TR7000138TARGET
A4R-T01PPDProduct of Perpendicular Diameters84mm28484mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
39CRCA123TR7000139TARGETIMG-0018A4R-T02LDIAMLongest Diameter7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
40CRCA123TR7000140TARGETIMG-0018A4R-T02LPERPLongest Perpendicular9mm99mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
41CRCA123TR7000141TARGET
A4R-T02PPDProduct of Perpendicular Diameters63mm26363mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
42CRCA123TR7000142NEW TARGETIMG-0019A4R-NEWT01LDIAMLongest Diameter10mm1010mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
43CRCA123TR7000143NEW TARGETIMG-0019A4R-NEWT01LPERPLongest Perpendicular5mm55mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
44CRCA123TR7000144NEW TARGET
A4R-NEWT01PPDProduct of Perpendicular Diameters50mm25050mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
45CRCA123TR7000145NEW TARGETIMG-0020A4R-NEWT02LDIAMLongest Diameter7mm77mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
46CRCA123TR7000146NEW TARGETIMG-0020A4R-NEWT02LPERPLongest Perpendicular9mm99mmACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
47CRCA123TR7000147NEW TARGET
A4R-NEWT02PPDProduct of Perpendicular Diameters63mm26363mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
48CRCA123TR7000148

A4
SUMPPDSum of Products of Perpendicular Diam260mm2260260mm2ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
49CRCA123TR7000149

A4
PCBSPPDPercent Change Baseline in Sum of PPD116.7%116.7116.7%ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
50CRCA123TR7000150

A4
PCNSPPDPercent Change Nadir in Sum of PPD130.1%130.1130.1%ACME VENDOR
INDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
51CRCA123TR7000151NON -TARGETIMG-0021A4R-NT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584
52CRCA123TR7000152NEW NON-TARGETIMG-0022A4R-NEWNT01TUMSTATETumor StatePRESENT
PRESENT

ACME VENDORCT SCANINDEPENDENT ASSESSORRADIOLOGIST 140WEEK 12TREATMENT2007-03-2584

This example shows the tumor responses associated with the assessments provided in the TR domain using irRC. The (ONCRSR) codelist is used to report tumor response. The values of irCR, irPR, irSD, and irPD were used to collect the tumor response. These values were also used by the sponsor in the SDTM-based dataset as this codelist is extensible. It is recommended that the overall response of confirmed irPD, as well as the associated dates of these events, be derived in ADaM based on the individual assessor's responses collected at each assessment. For example, in the collected data and in the SDTM-based dataset, Overall Responses are reported as irPD, without indicating whether this is an unconfirmed or confirmed irPD. This approach was considered the best option to avoid discrepancies between assessor's responses (collected data) and derived ADaM data. Using this approach, the sponsor ensures that the protocol rules for defining a confirmed irPD and the date of the confirmed irPD are applied. The sponsor usually has very detailed analysis derivations for these key endpoints and may conduct several sensitivity analyses to handle special cases. These rules can be about the frequency of assessments as well as missing assessments and missing evaluation on tumors being followed.

Row 1:Shows the overall response according to irRC guidelines at Assessment 2. The observed percent change from baseline in sum of areas was a decrease of 5.8%, which was neither a 50% decrease nor a 25% increase, so the overall response was stable disease. This is represented in RSORRES and RSSTRESC as "irSD". Under the irRC guidelines, the presence of the new non-measurable tumor is not considered progressive disease.
Row 2:Shows the irRC overall response using irRC guidelines at Assessment 3. Because the observed percent change from nadir in sum of areas was an increase of 130.1%, the overall response was progressive disease which has not yet been confirmed. This is represented in RSORRES and RSSTRESC as "irPD".
Row 3:Shows the irRC overall response using irRC guidelines at Assessment 4. The observed percent change from nadir in sum of areas was an increase of 130.1%. Although Assessment 4 was conducted to confirm the progressive disease observed at Assessment 3 and the same overall response was observed at Assessment 4, the result of the overall assessment is still recorded as "irPD" because an overall response of confirmed irPD will be derived in ADaM according to the rules defined in the protocol for this study. This is represented in RSORRES and RSSTRESC as "irPD".

rs.xpt

RowSTUDYIDDOMAINUSUBJIDRSSEQRSLNKGRPRSTESTCDRSTESTRSCATRSORRESRSSTRESCRSNAMRSEVALRSEVALIDEPOCHVISITNUMVISITRSDTCRSDY
1CRCA123RS700011A2OVRLRESPOverall ResponseWOLCHOK SOLID TUMORS 2009irSDirSDACME VENDORINDEPENDENT ASSESSORRADIOLOGIST 1TREATMENT20WEEK 42007-01-2828
2CRCA123RS700012A3OVRLRESPOverall ResponseWOLCHOK SOLID TUMORS 2009irPDirPDACME VENDORINDEPENDENT ASSESSORRADIOLOGIST 1TREATMENT30WEEK 82007-02-2656
3CRCA123RS700013A4OVRLRESPOverall ResponseWOLCHOK SOLID TUMORS 2009irPDirPDACME VENDORINDEPENDENT ASSESSORRADIOLOGIST 1TREATMENT40WEEK 122007-03-2684

An example of the dataset relationships (RELREC) is not shown as it has been described in the SDTMIG.

5 Questionnaires, Ratings, and Scales

Colorectal cancer studies may use measures which assess symptoms, a particular symptom such as functional status (i.e., ability to perform functions of daily living), or health-related quality of life.

Questionnaires, Ratings, and Scales (QRS) are maintained as standalone guides on the CDISC website: https://www.cdisc.org/foundational/qrs. The table below lists assessments that are being pursued as potential supplements as part of the development work for this TAUG. Supplements may or may not be finalized at the time of publication, and depend on copyright approval where applicable. CDISC cannot produce supplements for copyrighted measures without the express permission of the copyright holder.

Sponsors should refer to QRS guides on the CDISC website for measures of interest not included below, as they may have been developed for another therapeutic area; new measures are implemented on an ongoing basis by the CDISC QRS Terminology and Standards Development sub-teams. See CDISC COP 001 (https://www.cdisc.org/about/bylaws) for details on implementing or requesting development of standards for SDTM-based submissions.

Identified QRS Measures of Interest to Colorectal Cancer

Full Name and AbbreviationCopyright Permission StatusSupplement Status
Eastern Cooperative Oncology Group-Performance Status (ECOG)GrantedDone
Karnofsky Performance Status (KPS SCALE)GrantedDone
EORTC QLQ-CR29GrantedIn progress
EORTC QLQ-C30GrantedIn progress
EORTC QLQ-LMC21Requested
Functional Assessment of Cancer Therapy - Colorectal (Version 4) (FACT-C)GrantedIn progress
European Quality of Life Five Dimension Five Level Scale (EQ-5D-5L)GrantedDone
European Quality of Life Five Dimension Three Level Scale (EQ-5D-3L)GrantedDone

6 Routine Data

Some routinely collected data are not specific to a therapeutic area. These include data collected to assess the subject's history, the safety of the study treatment, and/or factors in assessing the subject's condition or reaction to a treatment.

For many cancer treatments, one of the aims of early development is the characterization of side effects, including the identification of dose-limiting toxicities. This aspect of colorectal cancer study data is beyond the scope of this version of the TAUG.

In later development, when considering adverse events that have been found to be associated with a drug, data collection will depend on the particular side effects. As this varies considerably among cancer treatments, it is not covered here. Advice for analysis of adverse events within ADaM can be found in the ADaM Structure for Occurrence Data (OCCDS) available at https://www.cdisc.org/standards/foundational/adam.

Pre-specified adverse events that may be of interest but often depend on the treatment given. Advice for collecting data on pre-specified adverse events may be found in the CDASH and SDTM foundational standards.

Medications may be given for pain management. Time to first use of opiates may be used as an endpoint in a study. CDISC forming a team that will focus on the SDTM modeling of combination products/regimens. This topic is applicable to many therapeutic areas. CDISC anticipates that this modeling will be published in a stand-alone publication and would provide guidelines for the representation of combination products or combination regimens.

7 Analysis Data

This section presents some of the concepts and common analysis endpoints relevant to the analysis of colorectal cancer studies. Colorectal cancer is considered a solid tumor. Clinical trial data would be analyzed like other clinical studies in solid tumors (e.g., breast cancer, prostate cancer). Therefore, most of the methodologies described in those TAUGs would be the same for colorectal cancer.

7.1 Analysis Endpoints

Colorectal cancer efficacy analysis mainly falls into two groups: response analysis and time-to-event analysis. Typical time-to-event endpoints are:

  • Progression-Free Survival (PFS)
  • Overall Survival (OS)
  • Disease-Free Survival (DFS)

Other time-to-event endpoints may be considered (e.g., cancer-specific survival) depending on the protocol planned analyses.  

The methodologies for creating datasets to support these analyses have been covered in previous TAUGs (Breast Cancer and Prostate Cancer).

Best Overall Response (BOR) analysis for colorectal cancer studies is based on RECIST 1.1, irRC, irRECIST, or iRECIST. BOR is defined as the best response recorded from the start of the trial—normally the date of randomization—until death, until disease progression occurs either by RECIST or irRC, or until the patient discontinues treatment. BOR analysis based on RECIST criteria is described in the BrCa and PrCa TAUGs.

The immune related response criteria (irRC)[28] has been developed to assess response and progression where patients are treated with an immune-oncology drug. RECIST criteria, which are typically used to assess solid tumor cancers, are not adequate because they do not account for the time gap in many patients between initial treatment and the apparent action of the immune system to reduce the tumor burden.

In metastatic colon cancer clinical trials irRC is emerging as a method to evaluate efficacy endpoints.

Some of the differences between RECIST and irRC are:

  • RECIST looks at "Target" and "Non-target" lesions whereas irRC looks at "Index" and "Non-index" lesions.
  • In irRC, new lesions are considered a change in tumor burden and not necessarily progressive disease, whereas in RECIST a new lesion is considered to be a sign of disease progression.
  • Lesions in RECIST are measured unidimensionally based on the longest diameter whereas lesions in irRC are measured bidimensionally.
  • Algorithms for determining responses (including progression) differ between RECIST and irRC.

Documenting new lesion measurements is especially important in irRC. Whereas in RECIST new lesions always constitute progression, in irRC new index lesion measurements are included with the other index lesions measurements to determine tumor burden, and do not always constitute progression. This is due to the specific reaction (pseudo progression) to the immunologic drugs that may occur initially and subside in the subsequent assessments.

The response values for RECIST versus irRC are similar and are typically analyzed in the same way. When performing a best overall response analysis, the ranking for best response is considered to be complete response (CR/irCR), partial response (PR/irPR), stable disease (SD/irSD; Non-CR/Non-PD for subjects without target or index lesions), and progressive disease (PD/irPD), in that order. BOR can be calculated either for the entire time a subject was in the trial or for a specific period of time, such as for the combination therapy period and the maintenance therapy period.

Unlike the survival analysis, BOR analysis is based on tumor assessments performed until progressive disease is determined. Considerations for missing assessments are not generally taken into account. The BOR is analyzed based on the number of subjects achieving each of the RECIST or/and irRC categories during the defined clinical trial period.

7.2 Additional Concepts Related to Analysis

Almost all oncology studies will include the stage of cancer for each subject at the time the subject was included in the study. The most commonly used colorectal cancer staging system is known as the TNM system, established by the American Joint Committee on Cancer (AJCC). This system looks at T (tumor expansion), N (extent of cancer spread to lymph nodes), and M (metastases or spread of cancer to other organs). In addition to TNM information, colorectal cancer trials should consider collecting anatomical location details of the primary tumor and the distance from anal verge to the primary tumor. Anal sphincter preservation status at the time of the original surgery may also be of interest.

The performance of 2 types of surgical intervention, primary tumor resection and resection of liver metastases, may be important for efficacy analysis of colorectal cancer; information related to these procedures is often collected in colorectal cancer studies. If the primary tumor is rectal, information on whether total mesorectal excision (TME) was performed can also be important.

The following subject-level values should be considered to be captured for analysis:

  • A flag to indicate the finding of No Existing Disease (NED) during the surgery
  • The date of the surgical NED (there could be more than one surgery performed)

Performance status at baseline should be captured; the Eastern Cooperative Oncology Group-Performance Status (ECOG), Karnofsky Performance Status, and WHO Performance Status measures are all different methodologies for recording performance status.[33,34]

Some colorectal cancer characteristics that are considered risk factors include obstruction or perforation of the bowel, lymphovascular invasion, poorly differentiated histology, and number of resected lymph nodes. Other risk factors may also be assessed. The following are specific tests that assess some of these risk factors; all of these tests are used in the adjuvant setting only:

  • Oncotype DX, which gives a score that measures risk of recurrence of colorectal cancer
  • ColoPrint, which predicts Stage II recurrence of colorectal cancer
  • CDX2 expression, which is a marker for gastrointestinal differentiation in colorectal cancer

Prior therapy information can also serve as a stratification indicator. Some of the interventions that might be captured are surgical interventions, non-surgical liver directed intervention, systemic therapy, and radiation. The PrCa TAUG has examples of variables that indicate types of intervention and important dates associated with these therapies.

7.2.1 Disease Characteristics

Disease characteristics used for prognostic stratification or covariates may be included in the subject-level analysis dataset (ADSL). Examples of disease characteristics that might be included in ADSL include mutations, microsatellite instability, and gene expression as determined by immunohistochemistry (IHC).

Mutation

Collecting the mutation type and subtype associated with a tumor specimen can help predict responses to EGFR-targeted immunotherapies. Method of mutation detection would also be important.

Microsatellite Instability (MSI)

Cancers with MSI account for approximately 15% of all colorectal cancers.[14] However, in some geographical regions (e.g., Japan) this may be lower. A tumor is classified as MSI-High if 2 or more of the 5 microsatellite sequences have been mutated and MSI-Low if only 1 has mutated. Detection of MSI is important to diagnose Lynch syndrome as well as to determine an effective chemotherapy regimen. MSI tumors do not respond well to 5-fluorouracil (5-FU), which is the most common treatment for colorectal cancer. Testing for MSI mutations might also be performed for prognostic stratification. This might be captured in ADSL.

Immunohistochemistry (IHC)

Immunohistochemistry (IHC) is a diagnostic technique used to identify discrete tissue components in a tissue specimen. Using specific tumor markers, IHC can be used to diagnose a cancer as benign or malignant, determine the stage and grade of a tumor, and identify the cell type and origin of a metastasis to find the site of the primary tumor. It also allows detection of expression of certain protein markers in a tumor which can be a prognostic factor in treatment and expected outcome to the disease. Over-expression of a protein may or may not indicate a gene mutation. The protein parameters may be target protein detection, intensity score, and percent cell staining. Intensity score and percent staining can be used to derive the outcome of the test as negative, positive, or other.

7.2.2 Carcinoembryonic Antigen (CEA)

Carcinoembryonic Antigen (CEA) is an important indicator in colorectal cancer trials. CEA levels at the baseline and throughout a particular study can indicate how widespread the cancer is as well indicating the success or lack thereof of the treatment. It can also be used to identify recurrences after surgical resection.

Appendices

Appendix A: Colorectal Cancer Team

NameInstitution/Organization
John Owen, Team LeadCDISC
Stephen AbelAbbvie
Peter AnsellAbbvie
Glenn BarnesTakeda
Dana BoothCDISC
Julie ChasonCDISC
Anthony ChowCDISC
Christine ConnollyEMD Serono
Tara ErbLilly
John EzzellCDISC
Nate FreimarkThe Griesser Group
Iska GansRoche
Marie-Laurence Harle-YgeRoche
Joyce HernandezIndependent
James KramerJnJ
Elizabeth LangevinTakeda
Barbara LeutgebRoche
Kathleen MellarsCDISC
Monica MotwaniAbbvie
Barbara MuellerRoche
Erin MuhlbradtNCI EVS
Catherine MulvaneyImaging Endpoints
Federico NasroulahLilly
Anh NguyenAbbvie
Melanie PaulesGSK
Liao QimingAbbvie
Qin QinAbbvie
Dianne ReevesNIH (National Institutes of Health)
Ellen SchatzLilly
Stefan ShererNovartis
Barbara A. SowinskiPfizer
Alana St. ClairCDISC
Anita UmeshIllumina
Darcy WoldCDISC
Diane WoldCDISC

Appendix B: Non-Standard Variables (NSVs)

The following table lists the non-standard variables used in this document, and gives their parent domain and variable-level metadata. Note that names of the NSVs are listed using the -- notation to represent the 2 letter domain name abbreviations. These NSVs may be used in other domains, if appropriate.

Parent DomainVariableLabelSAS Data TypeXML Data TypeCodelist/Controlled TermsRoleDescriptionNotes
PF--RUNDTCRun DateChardatetime
Non-Standard TimingThe date that the testing was performed.The PGx team is considering adding this variable to indicate the date of testing when multiple runs are used in the analysis for the same specimen.
MI--SCELOCSubcellular LocationChartext
Non-Standard Record QualifierThe subcellular location contained within a cell.This non-standard variable is also used in an SDTMIG v3.3 MI example
TU--LOCDTLLocation DetailsChartext
Non-Standard Variable Qualifier of --LOCDetails on the exact location within the anatomical location.Describe additional detail on the exact location of the tumor so that it can be distinguished from other tumors in the same anatomical location.
TU--PRTYPPresentation TypeChartext(DSPRTYP)Non-Standard Record QualifierDescription of the non-measurable disease type that cannot be described by the anatomical location.Used to specify non-measurable disease types that cannot be adequately described by anatomical location and other location qualifiers.

Appendix C: Glossary and Abbreviations

aCRFannotated case report form
ADaMAnalysis Data Model
ADaMIGADaM Implementation Guide
BRIDGBiomedical Research Integrated Domain Group
Biomedical conceptA high-level building block of clinical research and/or healthcare information that encapsulates lower-level implementation details like variables and terminologies.
CDASHClinical Data Acquisition Standards Harmonization Project
CDISCClinical Data Interchange Standards Consortium
CFASTCoalition for Accelerating Standards and Therapies
Collected"Collected" refers to information that is recorded and/or transmitted to the sponsor. This includes data entered by the site on CRFs/eCRFs as well as vendor data such as core lab data. This term is a synonym for "captured."
CTComputed Tomography
Controlled TerminologyA finite set of values that represent the only allowed values for a data item. These values may be codes, text, or numeric. A code list is one type of controlled terminology.
CRFCase report form (sometimes called a case record form). A printed, optical, or electronic document designed to record all required information to be reported to the sponsor for each trial subject.
DomainA collection of observations with a topic-specific commonality about a subject.
ECOGEastern Cooperative Oncology Group
EGFREpidermal growth factor receptor
FISHFluorescence in situ hybridization
Foundational StandardsUsed to refer to the suite of CDISC standards that describe the clinical study protocol (Protocol), design (Study Design), data collection (CDASH), laboratory work (Lab), analysis (ADaM), and data tabulation (SDTM and SEND). See https://www.cdisc.org for more information on each of these clinical data standards.
IHCImmunohistochemistry
irRCImmune-related Response Criteria based on WHO (WOLCHOK SOLID TUMORS 2009)
MRIMagnetic resonance imaging
NCINational Cancer Institute
NSVNon-Standard Variable
OCCDSADaM Structure for Occurrence Data
PatientA recipient of medical treatment.
PETPositron Emission Tomography
PROPatient-reported outcome
RECISTResponse Evaluation Criteria in Solid Tumors
RT-qPCRQuantitative reverse transcription polymerase chain reaction
SDSSubmission Data Standards. Also the name of the team that maintains the SDTM and SDTMIG.
SDTMStudy Data Tabulation Model
SDTMIGSDTM Implementation Guide (for Human Clinical Trials)
SDTMIG-PGxStudy Data Tabulation Model Implementation Guide for Pharmacogenomics and Pharmacogenetics
SPDSum of the products of the two largest perpendicular diameters
SubjectA participant in a study.
WHOWorld Health Organization

Appendix D: References

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Further Reading

  • Bartley AN, Hamilton SR, Alsabeh R, et al. Template for reporting results of biomarker testing of specimens from patients with carcinoma of the colon and rectum. Arch Pathol Lab Med. 2014;138(2):166-170. doi:10.5858/arpa.2013-0231-CP.

  • Eisenhauer EA, Therasse P, Bogaerts J, et al. New response evaluation criteria in solid tumours: revised RECIST guideline (version 1.1). Eur J Cancer. 2009;45(2):228-247. doi:10.1016/j.ejca.2008.10.026.

  • Gray RG, Quirke P, Handley K, et al. Validation study of a quantitative multigene reverse transcriptase-polymerase chain reaction assay for assessment of recurrence risk in patients with stage II colon cancer. J Clin Oncol. 2011;29(35):4611-4619. doi:10.1200/JCO.2010.32.8732
  • Dalerba P, Sahoo D, Paik S, et al. CDX2 as a prognostic biomarker in stage II and stage III colon cancer. N Engl J Med. 2016;374(3):211-222. doi:10.1056/NEJMoa1506597
  • IUPAC-IUB Joint Commission on Biochemical Nomenclature. Nomenclature and symbolism for amino acids and peptides. Recommendations 1983. Pure Appl. Chem. 1984;56(5):595-624. doi:10.1351/pac198456050595.

  • Marmorino F, Salvatore L, Barbara C, et al. Serum LDH predicts benefit from bevacizumab beyond progression in metastatic colorectal cancer. Br J Cancer. 2017;116(3):318-323.

  • Salazar R, Roepman P, Capella G, et al. Gene expression signature to improve prognosis prediction of stage II and III colorectal cancer. J Clin Oncol. 2011;29(1):17-24. doi:10.1200/JCO.2010.30.1077
  • Umar A, Boland CR, Terdiman JP, et al. Revised Bethesda Guidelines for hereditary nonpolyposis colorectal cancer (Lynch syndrome) and microsatellite instability. J Natl Cancer Inst. 2004;96(4):261-268.

  • US Department of Health and Human Services, Food and Drug Administration, CDER. Guidance for Industry: Clinical Trial Endpoints for the Approval of Cancer Drugs and Biologics. Silver Spring, MD: U.S. Food and Drug Administration; 2007. ( http://www.fda.gov/downloads/drugs/guidancecomplianceregulatoryinformation/guidances/ucm071590.pdf). Accessed October 27, 2016.
  • Wain HM, Bruford EA, Lovering RC, Lush MJ, Wright MW, Povey S. Guidelines for human gene nomenclature. Genomics. 2002;79(4):464-470. doi:10.1006/geno.2002.6748.

  • World Health Organization. WHO handbook for reporting results of cancer treatment. Geneva, Switzerland: World Health Organization; 1979. WHO offset publication no. 48. ( http://www.who.int/iris/handle/10665/37200 ). Accessed September 5, 2018.

Appendix E: Representations and Warranties, Limitations of Liability, and Disclaimers

CDISC Patent Disclaimers

It is possible that implementation of and compliance with this standard may require use of subject matter covered by patent rights. By publication of this standard, no position is taken with respect to the existence or validity of any claim or of any patent rights in connection therewith. CDISC, including the CDISC Board of Directors, shall not be responsible for identifying patent claims for which a license may be required in order to implement this standard or for conducting inquiries into the legal validity or scope of those patents or patent claims that are brought to its attention.

Representations and Warranties

"CDISC grants open public use of this User Guide (or Final Standards) under CDISC's copyright."

Each Participant in the development of this standard shall be deemed to represent, warrant, and covenant, at the time of a Contribution by such Participant (or by its Representative), that to the best of its knowledge and ability: (a) it holds or has the right to grant all relevant licenses to any of its Contributions in all jurisdictions or territories in which it holds relevant intellectual property rights; (b) there are no limits to the Participant's ability to make the grants, acknowledgments, and agreements herein; and (c) the Contribution does not subject any Contribution, Draft Standard, Final Standard, or implementations thereof, in whole or in part, to licensing obligations with additional restrictions or requirements inconsistent with those set forth in this Policy, or that would require any such Contribution, Final Standard, or implementation, in whole or in part, to be either: (i) disclosed or distributed in source code form; (ii) licensed for the purpose of making derivative works (other than as set forth in Section 4.2 of the CDISC Intellectual Property Policy ("the Policy")); or (iii) distributed at no charge, except as set forth in Sections 3, 5.1, and 4.2 of the Policy. If a Participant has knowledge that a Contribution made by any Participant or any other party may subject any Contribution, Draft Standard, Final Standard, or implementation, in whole or in part, to one or more of the licensing obligations listed in Section 9.3, such Participant shall give prompt notice of the same to the CDISC President who shall promptly notify all Participants.

No Other Warranties/Disclaimers. ALL PARTICIPANTS ACKNOWLEDGE THAT, EXCEPT AS PROVIDED UNDER SECTION 9.3 OF THE CDISC INTELLECTUAL PROPERTY POLICY, ALL DRAFT STANDARDS AND FINAL STANDARDS, AND ALL CONTRIBUTIONS TO FINAL STANDARDS AND DRAFT STANDARDS, ARE PROVIDED "AS IS" WITH NO WARRANTIES WHATSOEVER, WHETHER EXPRESS, IMPLIED, STATUTORY, OR OTHERWISE, AND THE PARTICIPANTS, REPRESENTATIVES, THE CDISC PRESIDENT, THE CDISC BOARD OF DIRECTORS, AND CDISC EXPRESSLY DISCLAIM ANY WARRANTY OF MERCHANTABILITY, NONINFRINGEMENT, FITNESS FOR ANY PARTICULAR OR INTENDED PURPOSE, OR ANY OTHER WARRANTY OTHERWISE ARISING OUT OF ANY PROPOSAL, FINAL STANDARDS OR DRAFT STANDARDS, OR CONTRIBUTION.

Limitation of Liability

IN NO EVENT WILL CDISC OR ANY OF ITS CONSTITUENT PARTS (INCLUDING, BUT NOT LIMITED TO, THE CDISC BOARD OF DIRECTORS, THE CDISC PRESIDENT, CDISC STAFF, AND CDISC MEMBERS) BE LIABLE TO ANY OTHER PERSON OR ENTITY FOR ANY LOSS OF PROFITS, LOSS OF USE, DIRECT, INDIRECT, INCIDENTAL, CONSEQUENTIAL, OR SPECIAL DAMAGES, WHETHER UNDER CONTRACT, TORT, WARRANTY, OR OTHERWISE, ARISING IN ANY WAY OUT OF THIS POLICY OR ANY RELATED AGREEMENT, WHETHER OR NOT SUCH PARTY HAD ADVANCE NOTICE OF THE POSSIBILITY OF SUCH DAMAGES.

Note: The CDISC Intellectual Property Policy can be found at: cdisc_policy_003_intellectual_property_v201408.pdf.